Donald R. Dye
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald R Dye was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1993. Donald had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 3, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2018 - July 10, 2024
CASTLE HILL CAPITAL PARTNERS, INC.
April 23, 2010 - October 19, 2016
RBC CAPITAL MARKETS, LLC
February 10, 2010 - April 13, 2010
CAPITAL & CREDIT INTERNATIONAL, INC.
January 23, 2008 - March 11, 2008
MORGAN STANLEY & CO. LLC
April 4, 1997 - March 11, 2008
MORGAN STANLEY & CO. LLC
January 3, 1995 - April 11, 1997
SBC WARBURG, INC.
April 21, 1993 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2011
Limited Representative-Equity Trader ExamCurrent Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (40 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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