David K. Smith
Professional summary
David Kenan Smith, who also goes by D Kenan Smith, Kenan Smith, is a registered financial advisor currently at THOMAS SMITH AND ASSOCIATES, INC. located in Salisbury, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Kenan Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2010 - Present
THOMAS SMITH AND ASSOCIATES, INC.
Office #1: 401 W Innes Street, Salisbury, NC 28144September 30, 2005 - August 10, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
February 3, 2003 - November 11, 2003
ELLINGTON SMITH, LLC
June 26, 2002 - February 3, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
July 29, 1993 - October 8, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
March 26, 1993 - July 1, 1993
UVEST BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2010)
Exams
Current Firm
THOMAS SMITH AND ASSOCIATES, INC.
CRD#: 126810 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 10,191,323 |
Red Flags
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Company Information
THOMAS SMITH AND ASSOCIATES, INC.
CRD#: 126810Salisbury, NC 28144TRUST BUT VERIFY
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