Gary W. Clark

CLARK PLANNING & INVESTMENT ADVISORY

BIRMINGHAM, AL 35242

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CRD#: 2303344

Professional summary

Gary Willard Clark, CFP®, who also goes by Gary Clark, is a registered financial advisor currently at CLARK PLANNING & INVESTMENT ADVISORY located in Birmingham, Alabama.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Gary has worked at 1 firm and has passed the Series 63 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IMMUNOLOGY LABORATORIES INC. IS NOT INVESTMENT RELATED. THE ADDRESS IS 1900 PROVIDENCE PARK SUITE 200 BIRMINGHAM AL 35242. THIS IS A SMALL, CLOSELY HELD PRE-CLINICAL BIOTECHNOLOGY FIRM. I AM THE SECRETARY/TREASURER. THE COMPANY WAS INCORPORATED 02/02/1998 AND I WAS ONE OF THE ORIGINAL INCORPORATORS. I DEVOTE APPROXIMATELY 12 HOURS PER MONTH TO THE COMPANY. APPROXIMATELY 6 HOURS PER MONTH WOULD BE DURING TRADING HOURS. I AM RESPONSIBLE FOR RECORD KEEPING, ACCOUNTING AND GENERAL BUSINESS ADMINISTRATION. I prepare tax returns.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Willard Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

December 31, 1999 - Present

CLARK PLANNING & INVESTMENT ADVISORY

Office #1: 1900 Providence Park Suite 200, Birmingham, AL 35242

RIA

CRD#: 123020

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(10/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/18/1992

Uniform Securities Agent State Law Examination

Current Firm

CLARK PLANNING & INVESTMENT ADVISORY

CLARK PLANNING & INVESTMENT ADVISORY | CLARK, GARY WILLARD

CRD#: 123020 / SEC#:

Alabama

Registered Investment Advisory firm - (10/16/2015 Approved)

Texas

Registered Investment Advisory firm - (10/27/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1900 Providence Park Suite 200, Birmingham, AL 35242

Mailing Address

Phone number

(205) 981-1120

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 10,663,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary W. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Willard Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARK PLANNING & INVESTMENT ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 11/18/1992

Current Firm

CLARK PLANNING & INVESTMENT ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARK PLANNING & INVESTMENT ADVISORY

TRUST BUT VERIFY

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