Jay V. Grimm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Vaughn Grimm was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1968. Jay had worked at 5 firms and has passed the Series 63, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2004 - July 29, 2005
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
April 23, 1990 - March 18, 2005
WALL STREET ACCESS
February 5, 1982 - April 23, 1990
ROYAL/GRIMM & DAVIS, INC.
May 12, 1977 - January 29, 1982
DOUGLAS STEWART INCORPORATED
September 23, 1968 - November 19, 1987
GRIMM & DAVIS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/3/1957
Registered Representative ExaminationCurrent Firm
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
CRD#: 39753 / SEC#: , 8-48981
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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