Douglas Reed Mcleod
Professional Summary
Douglas Reed Mcleod is a registered financial advisor currently at MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. located in Mobile, Alabama. Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Douglas has worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NYLIFE SECURITIES LLC
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NYLIFE SECURITIES LLC
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
NYLIFE SECURITIES LLC
Current Firm
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. | MP CAPITAL MANAGEMENT | MMPWM, INC. | MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. | MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
Contact Information
Main Address
2610 Dauphin Street, Mobile, AL 36606Phone Number
(251) 471-2027# of Employees
17SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,420AUM (Assets Under Management)
$2,657,582,515Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | Cover Page | Report |
| 01/14/2025 | Cover Page | Report |
| 02/08/2024 | Cover Page | Report |
Similar Advisors
NYLIFE SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. | MP CAPITAL MANAGEMENT | MMPWM, INC. | MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. | MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
State Registrations and Notice Filings
(1/24/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Nov 1992Similar Advisors
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Reed Mcleod's CRS (Customer Relationship Summary).
Similar Advisors
NYLIFE SECURITIES LLC
