Jerome H. Walther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Hearne Walther, who also goes by Jerome Walther, Jerry Walther, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1993. Jerome had worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2010 - August 18, 2020
BRICK & KYLE ASSOCIATES INC
March 12, 1993 - April 20, 2009
CHURCH CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
BRICK & KYLE ASSOCIATES INC
CRD#: 107771 / SEC#: 801-55370
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/18/1992
Non-Member General Securities ExaminationCurrent Firm
BRICK & KYLE ASSOCIATES INC
CRD#: 107771 / SEC#: 801-55370
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 331 |
| AUM (Assets Under Management) | $ 425,270,464 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
