Lawrence T. Vassallo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Thomas Vassallo, who also goes by Laurie Vassallo, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 2000. Lawrence had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2006 - May 2, 2013
PORTIGON SECURITIES INC.
May 30, 2000 - March 28, 2005
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
PORTIGON SECURITIES INC.
CRD#: 10050 / SEC#: , 8-20494
Contact information
Documents
Direct owners and executive officers
Red Flags
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