Thomas P. Holland
GLOBAL VISION ADVISORS
NORWELL, MA 02061
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CRD#: 2303068
Professional summary
Thomas Phillip Holland JR, CFP®, who also goes by Tom Holland Jr, is a registered financial advisor currently at GLOBAL VISION ADVISORS located in Norwell, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Norwell, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Holland Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GLOBAL VISION ADVISORS LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 6/01/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/YR - 0/TRADING. 2) GLOBAL VISION ADVISORS LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 1/01/2001 AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 3) 101 LONGWATER CIR, STE 103, NORWELL, MA, 1/01/2012 AS OWNER OF LLC THAT OWNS RENTAL PROPERTY. landlord, NIR - 1/MO - 0/TRADING. 4) FINANCIAL PLANNING ASSOCIATION, STE 400, 4100 E. MISSISSIPPI AVE, DENVER, CO, 1/1/97 AS A MEMBER. INVESTMENT REALTED. PROVIDES LEARNING AND TRAINING IN FINANCIAL PLANNING. NON-PROFIT. 1 HR/MO, NONE DURING TRADING HRS. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 01/10/13. 6) UCC NORWELL, 460 MAIN ST, NORWELL, MA, NORWELL CHURCH MINISTRY LEADER, 03/03/18, NIR, 4 HR/MO- 0/TRADING HR. 7) UCC NORWELL, 460 MAIN ST, NORWELL, MA, 03/14/2019. MEMBER ENDOWMENT COMMITTEE, REVIEW GOALS OF ENDOWMENT. NIR-6/YR-0/TRADING. 8) ASSINIPPI COMMONS CONDOMINIUM TRUST, 99/101 LONGWATER CIRCLE, NORWELL, MA, CONDO ASSOCIATION 01/01/16, NIR, TRUSTEE, 5/YR- 0/TRADING 9) JETT FOUNDATION, 36 CORDAGE PARK CIRCLE, PLYMOUTH, MA, BOARD MEMBER OF NON-PUBLIC ENTITY, MEMBER FINANCE COMMITTEE, 02/05/21, NIR, 1 HR/MO- 0/TRADING HR. 10) SPIN INSTRUCTOR / 386 Washington street, Norwell MA 02061 / 10/05/1969 / NIR / FITNESS INSTRUCTOR / 4 HR/MO - 0 HR/MO TRADING 11) TYPEONE / 386 Washington Street, Norwell MA 02061 / 10/01/2022 / NIR / BOARD MEMBER / 1 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Phillip Holland JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
December 17, 2009 - Present
GLOBAL VISION ADVISORS
Office #1: 101 Longwater Circle Suite 103, Norwell, MA 02061RIA
CRD#: 145200
NORWELL, MA
Current
February 14, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 101 Longwater Cir Ste 103, Norwell, MA 02061RIA
CRD#: 134139
NORWELL, MA
Current
June 4, 2007 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 101 Longwater Circle Ste 103, Norwell, MA 02061BD
CRD#: 39543
Norwell, MA
Past
August 9, 2007 - December 31, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
HINGHAM, MA
Past
January 30, 2001 - June 4, 2007
PRIVATE CONSULTING GROUP, INC.
BD
CRD#: 45053
HINGHAM, MA
Past
July 10, 2000 - February 14, 2001
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
April 14, 1999 - June 4, 2007
PRIVATE CONSULTING GROUP, INC.
RIA
CRD#: 45053
HINGHAM, MA
Past
April 1, 1999 - July 10, 2000
PRIVATE CONSULTING GROUP, INC.
BD
CRD#: 45053
PORTLAND, OR
Past
October 22, 1998 - March 31, 1999
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
February 4, 1998 - October 21, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 22, 1993 - January 27, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 22, 1993 - January 27, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/4/2007)
RR
California(6/4/2007)
RR
Colorado(12/15/2021)
RR
Connecticut(6/4/2007)
RR
Florida(6/4/2007)
RR
Hawaii(1/2/2020)
RR
Idaho(6/4/2007)
RR
Maine(7/15/2022)
RR
Massachusetts(6/4/2007)
IAR
Massachusetts(12/17/2009)
RR
New Hampshire(1/16/2020)
RR
New Jersey(6/4/2007)
RR
New York(6/4/2007)
RR
North Carolina(6/4/2007)
RR
Ohio(7/29/2009)
RR
Oregon(6/4/2007)
RR
Rhode Island(6/4/2007)
RR
South Carolina(1/2/2009)
RR
Texas(6/4/2007)
IAR
Texas(1/5/2017)
RR
Vermont(1/3/2023)
RR
Virginia(6/4/2007)
RR
Washington(11/19/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Norwell, MA 02061TRUST BUT VERIFY
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