BS
Bradley M. Shepherd
FOUNDERS FINANCIAL SECURITIES LLC
Towson, MD 21286
Some features on this profile are disabled
CRD#: 2303045
BS
Professional summary
Bradley Matthew Shepherd, ChFC® is a registered financial advisor currently at FOUNDERS FINANCIAL SECURITIES LLC located in Towson, Maryland.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Bradley has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BROOKS FINANCIAL GROUP, INC.; INVESTMENT RELATED; 1020 CROMWELL BRIDGE RD, TOWSON, MD; START DATE: 02/1997; FINANCIAL CONSULTANT & INSURANCE AGENT THROUGH FFS & FFIN; 160 HRS PER MONTH; 160 HRS DURING TRADING; INSURANCE SALES AND FINANCIAL PLANNING 2) BUILDING FOR GOD COMMUNITY FOUNDATION; NON-INVESTMENT RELATED;1020 CROMWELL BRIDGE RD, TOWSON, MD; START DATE:7/2017; BOARD POSITION; 20 HRS PER MONTH; 0 HRS DURING TRADING; 501c3 CHARITABLE ORGANIZATION, SEAT ON BOARD OF GOVERNORS TO HELP ORGANIZE EVENTS 3) SERVUS WEALTH LLC,; NON-INVESTMENT RELATED; 13507 MANOR RD, BALDWIN MD 21013; START DATE: 09/1/22; OWNER; 0 HRS PER MONTH; 0 HRS DURING TRADING; HOLIDNG COMPANY FOR FOUNDERS FINANCIAL LLC OWNERSHIP; PURCHASING A PERCENTAGE OF FOUNDER FINANCIAL INC AND THAT WILL BE DONE THROUGH THIS LLC 4) FOUNDERS FINANCIAL, LLC.; INVESTMENT RELATED;1020 CROMWELL BRIDGE ROAD TOWSON, MD 21286; START DATE: 1/1/2023; CEO: HOLDING COMPANY FOR MICHAEL BROOKS ENTERPRISES; OVERSEE OVERALL SUCCESS OF ORGANIZATION AND LEADING THE DEVELOPMENT AND EXECUTION OF LONG-TERM STRATEGIES
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Matthew Shepherd's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Matthew Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 18, 2006 - Present
FOUNDERS FINANCIAL SECURITIES LLC
Office #1: 1020 Cromwell Bridge Rd 2nd Floor, Towson, MD 21286RIA
BD
CRD#: 137945
Towson, MD
Current
April 6, 2006 - Present
FOUNDERS FINANCIAL SECURITIES LLC
Office #1: 1020 Cromwell Bridge Rd 2nd Floor, Towson, MD 21286RIA
BD
CRD#: 137945
Towson, MD
Past
September 2, 1997 - April 18, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
TOWSON, MD
Past
February 3, 1997 - April 18, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
TOWSON, MD
Past
January 1, 1997 - January 29, 1997
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
December 7, 1992 - January 1, 1997
CITIZENS BROKERAGE SERVICES, INC.
BD
CRD#: 17666
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FOUNDERS FINANCIAL SECURITIES LLC
7 PILLARS WEALTH MANAGEMENT | ZINAICH CAPITAL & RISK MANAGEMENT | WELCH BENEFIT GROUP | WEINBERG FINANCIAL ADVISORY | WEALTH PLANNING GROUP | WARNOCK FINANCIAL SERVICES LLC | WARNOCK FINANCIAL SERVICES | VOYAGER WEALTH MANAGEMENT | VEYDT/KING & COMPANY, INC. | TRUESENSE WEALTH MANAGEMENT, LLC | TPA FINANCIAL | TIMMICK FINANCIAL GROUP | THE ZIMMER FINANCIAL GROUP | THE INVESTMENT CENTER | THE CORNERSTONE GROUP | TAYLOR FINANCIAL | T & G FINANCIAL SOLUTIONS | SUMMIT LEGACY GROUP | STATONWALSH | SOUND CHOICE FINANCIAL LLC | SOLID ROCK WEALTH ADVISORS | SKYSON FINANCIAL GROUP | SERVANT LEADER INVESTORS | SENIOR FINANCIALS, LLC | RONALD HAMMONS | RIGG WEALTH MANAGEMENT, LLC | RESOLUTE RETIREMENT CONSULTING | PASCARELLA PLANNING GROUP | OVERDORF FINANCIAL | NOBLE FINANCIAL | MORGAN FINANCIAL GROUP LLC | MILLER FINANCIAL GROUP | MCCORD LLC | MASTERPIECE FINANCIAL GROUP | MASSEY INVESTMENT GROUP | MARYLAND WEALTH MANAGEMENT, LLC | MARSHA ROSENBERG | MARQUE CAPITAL MANAGEMENT, INC. | MAGIS WEALTH LEADERSHIP | LIPCHIN FINANCIAL GROUP LLC | LIM FINANCIAL GROUP | LIFETIME WEALTHCARE FAMILY OFFICE | LIFEHOUSE FINANCIAL GROUP | LEGACY FINANCIAL GROUP, LLC | LAMBERTSON FINANCIAL SERVICES | KUDERER FINANCIAL LLC | KESSLER INVESTMENTS | K WEST FINANCIAL PLANNING | JLIFE WEALTH MANAGEMENT | JARDON CONSULTING, LLC | J. C. KIDD & ASSOCIATES, INC. | INTEGRA FINANCIAL | HOFFMANN WEALTH MANAGEMENT | HERKERT & ASSOCIATES, INC. | GUIDED WEALTH MANAGEMENT | GREAT LAKES FINANCIAL SERVICES GROUP | GOULART PARTNERS | GOSEN INVESTMENTS, LLC | GERHART FINANCIAL SERVICES, INC. | FURTON FINANCIAL SERVICES | FTG SQUARED | FREDERICK FINANCIAL PLANNERS, INC. | FOX WEALTH SOLUTIONS | FOUNDERS FINANCIAL SECURITIES, LLC | FOUNDERS FINANCIAL SECURITIES LLC | FORT WASHINGTON FINANCIAL | FINANCIAL SECURITIES SERVICES, LLC | FINANCIAL PLANNING ASSOCIATES | FAIRWAY FINANCIAL | EVERLY FINANCIAL SERVICES | ESTABROOK AND CO. | EDM FINANCIAL ADVISORS | DREAMBRIDGE FINANCIAL | DIVERSIFIED RETIREMENT SERVICES | DHT FINANCIAL GROUP | DERICKSON FINANCIAL | DARRELL FINANCIAL SERVICES, LLC | COVENANT PLANNING AND WEALTH MANAGEMENT | COLSTON FINANCIAL GROUP | CHY FINANCIAL LLC | CHREST CPA TAX & FINANCIAL, PC | CARTOGRAPH WEALTH | CADRE ASSET MANAGEMENT | BROOKS FINANCIAL GROUP | BKG FINANCIAL, INC. | BISHOP ASSOCIATES,INC. | BENCHMARK FINANCIAL DESIGN GROUP INC | BARRY AND CAMPAGNA FINANCIAL SERVICES, INC | ASHER AND ASSOCIATES FINANCIAL | AQUINO FINANCIAL GROUP, LLC | AGORA INVESTMENTS | ABRAMOVITZ WEALTH MANAGEMENT
CRD#: 137945 / SEC#: 801-66892, 8-67137
RIA
Registered Investment Advisory firm - SEC (7/13/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/19/2007)
RR
Alaska(2/26/2009)
RR
Arizona(10/17/2006)
RR
Arkansas(2/29/2008)
RR
California(8/3/2006)
RR
Colorado(2/26/2009)
RR
Connecticut(11/22/2006)
RR
Delaware(6/27/2006)
RR
District of Columbia(4/19/2007)
RR
Florida(8/3/2006)
RR
Georgia(8/4/2006)
RR
Hawaii(10/3/2006)
RR
Idaho(10/17/2006)
RR
Illinois(4/19/2007)
RR
Indiana(8/1/2006)
RR
Iowa(8/11/2006)
RR
Kansas(10/3/2006)
RR
Kentucky(4/19/2007)
RR
Louisiana(3/5/2009)
RR
Maine(9/3/2009)
RR
Maryland(4/27/2006)
IAR
Maryland(1/6/2023)
RR
Massachusetts(4/19/2007)
RR
Michigan(4/19/2007)
RR
Minnesota(4/19/2007)
RR
Mississippi(10/17/2006)
RR
Missouri(6/10/2008)
RR
Montana(3/4/2009)
RR
Nebraska(2/26/2009)
RR
Nevada(8/23/2006)
RR
New Hampshire(8/24/2006)
RR
New Jersey(6/8/2006)
RR
New Mexico(8/29/2006)
RR
New York(6/19/2006)
RR
North Carolina(7/25/2006)
RR
North Dakota(3/23/2009)
RR
Ohio(4/20/2007)
RR
Oklahoma(2/27/2009)
RR
Oregon(8/15/2006)
RR
Pennsylvania(11/22/2006)
RR
Puerto Rico(9/17/2015)
RR
Rhode Island(2/15/2008)
RR
South Carolina(8/29/2006)
RR
South Dakota(1/28/2008)
RR
Tennessee(4/19/2007)
RR
Texas(8/21/2006)
IAR
Texas(1/4/2019)
RR
Utah(3/2/2009)
RR
Vermont(8/17/2006)
RR
Virginia(4/19/2007)
RR
Washington(7/25/2006)
RR
West Virginia(11/22/2006)
RR
Wisconsin(10/17/2006)
RR
Wyoming(3/6/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FOUNDERS FINANCIAL SECURITIES LLC
7 PILLARS WEALTH MANAGEMENT | ZINAICH CAPITAL & RISK MANAGEMENT | WELCH BENEFIT GROUP | WEINBERG FINANCIAL ADVISORY | WEALTH PLANNING GROUP | WARNOCK FINANCIAL SERVICES LLC | WARNOCK FINANCIAL SERVICES | VOYAGER WEALTH MANAGEMENT | VEYDT/KING & COMPANY, INC. | TRUESENSE WEALTH MANAGEMENT, LLC | TPA FINANCIAL | TIMMICK FINANCIAL GROUP | THE ZIMMER FINANCIAL GROUP | THE INVESTMENT CENTER | THE CORNERSTONE GROUP | TAYLOR FINANCIAL | T & G FINANCIAL SOLUTIONS | SUMMIT LEGACY GROUP | STATONWALSH | SOUND CHOICE FINANCIAL LLC | SOLID ROCK WEALTH ADVISORS | SKYSON FINANCIAL GROUP | SERVANT LEADER INVESTORS | SENIOR FINANCIALS, LLC | RONALD HAMMONS | RIGG WEALTH MANAGEMENT, LLC | RESOLUTE RETIREMENT CONSULTING | PASCARELLA PLANNING GROUP | OVERDORF FINANCIAL | NOBLE FINANCIAL | MORGAN FINANCIAL GROUP LLC | MILLER FINANCIAL GROUP | MCCORD LLC | MASTERPIECE FINANCIAL GROUP | MASSEY INVESTMENT GROUP | MARYLAND WEALTH MANAGEMENT, LLC | MARSHA ROSENBERG | MARQUE CAPITAL MANAGEMENT, INC. | MAGIS WEALTH LEADERSHIP | LIPCHIN FINANCIAL GROUP LLC | LIM FINANCIAL GROUP | LIFETIME WEALTHCARE FAMILY OFFICE | LIFEHOUSE FINANCIAL GROUP | LEGACY FINANCIAL GROUP, LLC | LAMBERTSON FINANCIAL SERVICES | KUDERER FINANCIAL LLC | KESSLER INVESTMENTS | K WEST FINANCIAL PLANNING | JLIFE WEALTH MANAGEMENT | JARDON CONSULTING, LLC | J. C. KIDD & ASSOCIATES, INC. | INTEGRA FINANCIAL | HOFFMANN WEALTH MANAGEMENT | HERKERT & ASSOCIATES, INC. | GUIDED WEALTH MANAGEMENT | GREAT LAKES FINANCIAL SERVICES GROUP | GOULART PARTNERS | GOSEN INVESTMENTS, LLC | GERHART FINANCIAL SERVICES, INC. | FURTON FINANCIAL SERVICES | FTG SQUARED | FREDERICK FINANCIAL PLANNERS, INC. | FOX WEALTH SOLUTIONS | FOUNDERS FINANCIAL SECURITIES, LLC | FOUNDERS FINANCIAL SECURITIES LLC | FORT WASHINGTON FINANCIAL | FINANCIAL SECURITIES SERVICES, LLC | FINANCIAL PLANNING ASSOCIATES | FAIRWAY FINANCIAL | EVERLY FINANCIAL SERVICES | ESTABROOK AND CO. | EDM FINANCIAL ADVISORS | DREAMBRIDGE FINANCIAL | DIVERSIFIED RETIREMENT SERVICES | DHT FINANCIAL GROUP | DERICKSON FINANCIAL | DARRELL FINANCIAL SERVICES, LLC | COVENANT PLANNING AND WEALTH MANAGEMENT | COLSTON FINANCIAL GROUP | CHY FINANCIAL LLC | CHREST CPA TAX & FINANCIAL, PC | CARTOGRAPH WEALTH | CADRE ASSET MANAGEMENT | BROOKS FINANCIAL GROUP | BKG FINANCIAL, INC. | BISHOP ASSOCIATES,INC. | BENCHMARK FINANCIAL DESIGN GROUP INC | BARRY AND CAMPAGNA FINANCIAL SERVICES, INC | ASHER AND ASSOCIATES FINANCIAL | AQUINO FINANCIAL GROUP, LLC | AGORA INVESTMENTS | ABRAMOVITZ WEALTH MANAGEMENT
CRD#: 137945 / SEC#: 801-66892, 8-67137
RIA
Registered Investment Advisory firm - SEC (7/13/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1026 Cromwell Bridge Road Suite 100, Towson, MD 21286
Mailing Address
1026 Cromwell Bridge Road Suite 100, Towson, MD 21286
Phone number
(410) 308-9988
Established
Maryland since 09/21/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
141
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,774 |
| AUM (Assets Under Management) | $ 3,317,831,000 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 07/29/2024 | ||
| 09/20/2023 | ||
| 11/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
