Francisco J. Rivera Fernandez

PARITER WEALTH MANAGEMENT GROUP LLC

Guaynabo, PR 00966-1915

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CRD#: 2303039

Professional summary

Francisco Jose Rivera Fernandez, who also goes by Francisco J Rivera, Francisco Jose Rivera, is a registered financial advisor currently at PARITER WEALTH MANAGEMENT GROUP LLC located in Guaynabo, and PARITER SECURITIES, LLC located in Guaynabo, .

Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Francisco has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Francisco J Rivera | Francisco Jose Rivera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE BROKERAGE & INSURANCE BROKER. (2) CCR DEVELOPMENT GROUP: SODA CONCENTRATE MANUFACTURING PRESIDENT; (3) FOCAL POINT MEDIA CORP.: ADVERTISING SERVICES. PRESIDENT; (4) FJR ACQUISITION CORP.: BILLBOARD REAL ESTATE (5) Romark Bioscience S.A.R.L.LLC, Business of disclvoering, developing, manufacturing and marketing innovative pharmaceutical products; Start Date: 03/2018; Title: Independent Contractor; Time Spent: 5 - 10 hours per month; Assist company in developing its business by introducing business opportunities and consulting with the company on a range of business development matters including strategic planning, manufacturing, R&D among other things. (6) The Phoenix Fund, Puerto Rico & USA; Private Equity Company that manages a fund; Start Date: 02/2018; Title: Advisory Board Member; Time Spent: 5 -10 hours per month; Duties: As Manager of the Fund, PFA provides administrative services to the Fund and undertakes related business activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Jose Rivera Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2016 - Present

PARITER WEALTH MANAGEMENT GROUP LLC

Office #1: 243 Carretera #2, Guaynabo, PR 00966-1915

RIA

CRD#: 146622

Guaynabo, PR

Current

October 21, 2008 - Present

PARITER SECURITIES, LLC

Office #1: 243 Carretera #2, Guaynabo, PR 00966

CRD#: 127836

Guaynabo, PR

Past

January 20, 2015 - December 31, 2015

PARITER WEALTH MANAGEMENT GROUP LLC

RIA

CRD#: 146622

GUAYNABO, PR

Past

July 15, 2009 - December 31, 2014

PARITER WEALTH MANAGEMENT GROUP LLC

RIA

CRD#: 146622

GUAYNABO, PR

Past

January 13, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

January 13, 1993 - September 2, 2009

SIGNATOR INVESTORS, INC.

CRD#: 468

GUAYNABO, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/21/2019)

Florida
(9/9/2009)

Georgia
(11/30/2018)

Maryland
(7/9/2009)

Massachusetts
(9/10/2009)

New York
(6/22/2009)

North Carolina
(2/21/2022)

Pennsylvania
(7/30/2019)

Puerto Rico
(12/19/2008)

IAR

Puerto Rico
(2/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARITER WEALTH MANAGEMENT GROUP LLC

CRD#: 146622 / SEC#: 801-69079

RIA

Registered Investment Advisory firm - (8/6/2019 Terminated)

Maryland

Registered Investment Advisory firm - (4/3/2012 Terminated)

Puerto Rico

Registered Investment Advisory firm - (7/15/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

243 Carretera #2, Guaynabo, PR 00966-1915

Mailing Address

P.o. Box 11852, San Juan, PR 00922-1852

Phone number

(787) 781-2555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 16,280,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francisco J. Rivera Fernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Jose Rivera Fernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARITER SECURITIES, LLC

PARITER WEALTH MANAGEMENT GROUP LLC

PARITER WEALTH MANAGEMENT GROUP LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1998

Series 6

Date: 1/9/1993

Series 24

Date: 5/1/2009

FINRA

Current Firm

PARITER WEALTH MANAGEMENT GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARITER WEALTH MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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