John B. Busacca
Professional summary
John Brian Busacca III, who also goes by John Brian Busacca, is a registered financial professional currently at ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington and EMPIRE STATE FINANCIAL, INC. located in Long Beach, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 21 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Brian Busacca III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2024 - Present
ABRAHAM SECURITIES CORPORATION
Office #1: 3724 47th Street Ct, Gig Harbor, WA 98335February 3, 2025 - Present
EMPIRE STATE FINANCIAL, INC.
Office #1: 20 W. Park Ave. Suite 207, Long Beach, NY 11561September 30, 2025 - Present
STOCKKINGS CAPITAL LLC
Office #1: 30 Broad Street Suite 1428, New York, NY 10004August 26, 2024 - August 28, 2024
VIENNA CAPITAL PARTNERS LLC
August 4, 2023 - October 6, 2023
SAN BLAS SECURITIES LLC
August 31, 2021 - July 12, 2023
SCOTTSDALE CAPITAL ADVISORS CORP
July 30, 2021 - August 12, 2021
ALPINE SECURITIES CORPORATION
July 15, 2021 - July 20, 2021
SCOTTSDALE CAPITAL ADVISORS CORP
January 8, 2020 - July 1, 2021
SCOTTSDALE CAPITAL ADVISORS CORP
July 20, 2005 - August 15, 2006
JW RICHARDS, INC
February 4, 2004 - September 12, 2007
NORTH AMERICAN CLEARING, INC.
August 6, 2002 - August 16, 2002
POINT DIREX SECURITIES, LLC
January 16, 2002 - August 7, 2002
TOAD RUN LLC
January 18, 2001 - August 2, 2002
POINT DIREX SECURITIES, LLC
November 27, 2000 - January 19, 2001
INTL CUSTODY & CLEARING SOLUTIONS INC.
August 1, 2000 - February 6, 2001
THE CONCORD EQUITY GROUP, LLC
December 4, 1998 - July 28, 2000
JOSEPH CHARLES & ASSOC., INC.
July 21, 1998 - November 12, 1998
JW GENESIS CLEARING CORP.
May 12, 1998 - November 12, 1998
DMG SECURITIES, INC.
September 19, 1996 - November 12, 1998
JWGENESIS SECURITIES, INC.
August 20, 1996 - November 12, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 17, 1995 - August 22, 1996
FMSBONDS, INC.
January 26, 1994 - March 14, 1995
JW GENESIS CLEARING CORP.
January 5, 1994 - January 19, 1994
DMG SECURITIES, INC.
May 4, 1993 - January 3, 1994
PFS INVESTMENTS INC.
January 28, 1993 - March 3, 1993
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2025)
Exams
Series 7TO
Date: 9/23/2019
General Securities Representative ExaminationSeries 55
Date: 4/10/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 11/21/1996
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
STOCKKINGS CAPITAL LLC
CRD#: 164445 / SEC#: , 8-69100
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STOCKKINGS CAPITAL LLC
CRD#: 164445Gig Harbor, WA 98335TRUST BUT VERIFY
Monitor John Busacca
Get automatic monthly alerts on:
