David M. Thailing

AVIDIAN WEALTH SOLUTIONS

Houston, TX 77024

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CRD#: 2302688

Professional summary

David Matthew Thailing, who also goes by David Thailing, is a registered financial advisor currently at AVIDIAN WEALTH SOLUTIONS located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Thailing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Thailing's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2021 - Present

AVIDIAN WEALTH SOLUTIONS

Office #1: 800 Town & Country Blvd Ste 410 And Ste 220, Houston, TX 77024

RIA

CRD#: 127186

Houston, TX

Past

April 27, 2018 - November 15, 2021

INSIGHT WEALTH STRATEGIES, LLC

RIA

CRD#: 293644

San Ramon, CA

Past

April 27, 2018 - June 30, 2020

MUTUAL SECURITIES, INC.

CRD#: 13092

HOUSTON, TX

Past

October 2, 2015 - May 9, 2018

OSAIC FA, INC.

RIA

CRD#: 3978

HOUSTON, TX

Past

October 2, 2015 - May 9, 2018

OSAIC FA, INC.

CRD#: 3978

HOUSTON, TX

Past

July 29, 2013 - October 13, 2015

MORGAN STANLEY

RIA

CRD#: 149777

HOUSTON, TX

Past

June 13, 2013 - October 13, 2015

MORGAN STANLEY

CRD#: 149777

HOUSTON, TX

Past

June 3, 2011 - January 24, 2012

GRIFFIN CAPITAL SECURITIES, LLC

CRD#: 37739

EL SEGUNDO, CA

Past

October 21, 2009 - August 5, 2011

PRIORITY CAPITAL INVESTMENTS, LLC

CRD#: 150215

SAN DIEGO, CA

Past

June 11, 2003 - March 26, 2008

AMREIT SECURITIES COMPANY

CRD#: 47041

HOUSTON, TX

Past

February 1, 1999 - September 5, 2000

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

March 13, 1998 - December 11, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

November 9, 1995 - March 13, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIDIAN WEALTH SOLUTIONS

CRD#: 127186 / SEC#: 801-64386

RIA

Registered Investment Advisory firm - (5/19/2005 Approved)

Texas

Registered Investment Advisory firm - (6/2/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/10/2009

General Securities Principal Examination

Current Firm

AVIDIAN WEALTH SOLUTIONS

CRD#: 127186 / SEC#: 801-64386

RIA

Registered Investment Advisory firm - (5/19/2005 Approved)

Texas

Registered Investment Advisory firm - (6/2/2005 Terminated)

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Contact information

Main Address

800 Town & Country Blvd Ste 410 And Ste 220, Houston, TX 77024

Mailing Address

Phone number

(281) 822-8800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVIDIAN WEALTH SOLUTIONS DISCLOSURE BROCHURE 2025 (7/21/2025)

Regulatory assets under management

Total Number of Accounts	6,742
AUM (Assets Under Management)	$ 3,994,927,750

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
01/02/2025	Cover Page	Report
09/27/2024	Cover Page	Report
01/31/2024	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Thailing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Matthew Thailing's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT WEALTH STRATEGIES, LLC

MUTUAL SECURITIES, INC.

OSAIC FA, INC.

OSAIC FA, INC.

MORGAN STANLEY

MORGAN STANLEY

GRIFFIN CAPITAL SECURITIES, LLC

PRIORITY CAPITAL INVESTMENTS, LLC

AMREIT SECURITIES COMPANY

CUNA BROKERAGE SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

AVIDIAN WEALTH SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2013

Series 63

Date: 9/13/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2003

Series 24

Date: 8/10/2009

Current Firm

AVIDIAN WEALTH SOLUTIONS

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AVIDIAN WEALTH SOLUTIONS

TRUST BUT VERIFY

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