Theodore Joseph Spinardi Ii
CFP®Professional Summary
Theodore Joseph Spinardi II, CFP® is a registered financial advisor currently at SUMMIT WEALTH GROUP, LLC located in Tulsa, Oklahoma. Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Theodore has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
INTEGRATED WEALTH SOLUTIONS, LLC | SUMMIT WEALTH MANAGEMENT | SUMMIT WEALTH GROUP, LLC | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP
Contact Information
Main Address
9175 S Yale Avenue Suite 100, Tulsa, OK 74137Phone Number
(888) 439-3041# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
824AUM (Assets Under Management)
$182,490,922Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
INTEGRATED WEALTH SOLUTIONS, LLC | SUMMIT WEALTH MANAGEMENT | SUMMIT WEALTH GROUP, LLC | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP
State Registrations and Notice Filings
(8/3/2022)
(1/10/2013)
(12/3/2021)
(2/8/2021)
(2/28/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Theodore Joseph Spinardi II's CRS (Customer Relationship Summary).
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