TS
Theodore J. Spinardi
SUMMIT WEALTH GROUP
Tulsa, OK 74137
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CRD#: 2302532
TS
Professional summary
Theodore Joseph Spinardi II, CFP® is a registered financial advisor currently at SUMMIT WEALTH GROUP, LLC located in Tulsa, Oklahoma.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Theodore has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1. Summit Wealth Group, LLC Investment Related 9175 South Yale Ave., Tulsa OK 74137 RIA Firm CEO, Senior Managing Director, 100% owner Start Date: 1/28/2021 60 hrs/mo 150 hrs during trading RIA and chief compliance officer 2) Summit Wealth Group LLC - Insurance Sales. Non-Investment Related. 9175 South Yale Ave., Tulsa OK 74137. Start date: 4/2021. 3hrs/mo, during trading hours Sales of life insurance and other insurance related products. 3). Integrated Wealth Solutions, Tax planning services Non-Investment Related 9175 South Yale Ave., Tulsa OK 74137. Managing Member and Owner Start Date: 1/28/2021 60 hrs/mo 150 hrs during trading 4.) Integrated Financial Solutions Business Formation Non-Investment Related 9175 S Yale Ave Ste 101 Tulsa OK 74137 Founder & CEO 5 hrs/mo 5 hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Joseph Spinardi II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 10, 2013 - Present
SUMMIT WEALTH GROUP, LLC
Office #1: 9175 S Yale Avenue Suite 100, Tulsa, OK 74137RIA
CRD#: 166118
Tulsa, OK
Past
March 1, 2021 - February 14, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tulsa, OK
Past
August 25, 2015 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, CA
Past
February 22, 2010 - March 7, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, CA
Past
February 22, 2010 - April 8, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
FAIRFIELD, CA
Past
May 15, 2001 - February 26, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
FAIRFIELD, CA
Past
May 2, 2001 - February 26, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
FAIRFIELD, CA
Past
June 21, 1996 - August 23, 1996
FIRST INTERSTATE INVESTMENTS,INC.
BD
CRD#: 17101
Past
October 25, 1993 - May 2, 2001
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
November 30, 1992 - October 25, 1993
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUMMIT WEALTH GROUP, LLC
SUMMIT WEALTH GROUP | SUMMIT WEALTH MANAGEMENT | SUMMIT WEALTH GROUP, LLC | SUMMIT WEALTH GROUP, INC.
CRD#: 166118 / SEC#: 801-122606
RIA
Registered Investment Advisory firm - (11/4/2021 Approved)California
Registered Investment Advisory firm - (12/11/2021 Terminated)Oklahoma
Registered Investment Advisory firm - (11/11/2021 Terminated)Texas
Registered Investment Advisory firm - (11/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(8/3/2022)
IAR
California(1/10/2013)
IAR
Florida(12/3/2021)
IAR
Oklahoma(2/8/2021)
IAR
Texas(2/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SW
SUMMIT WEALTH GROUP, LLC
SUMMIT WEALTH GROUP | SUMMIT WEALTH MANAGEMENT | SUMMIT WEALTH GROUP, LLC | SUMMIT WEALTH GROUP, INC.
CRD#: 166118 / SEC#: 801-122606
RIA
Registered Investment Advisory firm - (11/4/2021 Approved)California
Registered Investment Advisory firm - (12/11/2021 Terminated)Oklahoma
Registered Investment Advisory firm - (11/11/2021 Terminated)Texas
Registered Investment Advisory firm - (11/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9175 S Yale Avenue Suite 100, Tulsa, OK 74137
Mailing Address
Phone number
(918) 930-9300
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 724 |
| AUM (Assets Under Management) | $ 150,041,310 |
Red Flags
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Company Information
SUMMIT WEALTH GROUP, LLC
CRD#: 166118Tulsa, OK 74137TRUST BUT VERIFY
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