JO
Juan M. Ortega
TRUIST ADVISORY SERVICES
KEY BISCAYNE, FL 33149
Some features on this profile are disabled
CRD#: 2302430
JO
Professional summary
Juan Manuel Ortega JR, who also goes by Juan Ortega Jr., is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Key Biscayne, Florida and TRUIST INVESTMENT SERVICES, INC. located in Key Biscayne, Florida.
Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Juan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Juan Ortega Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KENDAL 102 CORP, CORAL GABLES MILAN, CORP. POSITION: President NATURE: We own two rental properties that were inherited. We created two corporations for asset protection. We receive rental income from the properties. This has been reported and documented. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2018 ADDRESS: , Miami FL , United States DESCRIPTION: collection of rental income. CORAL GABLES MILAN CORP. AND KENDALL 102 CORP. POSITION: President NATURE: Real Estate Rental home holding corporations. Properties were inherited after my mother passed away. Consists of two rental properties. I am the President and my wife is the Vice President. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2018 ADDRESS: , Coral gables FL , United States DESCRIPTION: Officer. They are two real estate holding companies. The assets are two rental homes. Both were incorporated on 05/10/2018. RENTAL HOME POSITION: President NATURE: We own a property located at Milan Ave. Coral Gables FL 33134. The property is owned by a corporation and we own the shares. We also own another property located at SW 102 Court, Miami FL 33173. this property is also owned by a corporation.The corporation hares are 1005 owned by my wife and I.The purpose of titling the properties under a corporation is for asset protection.This has all been approved. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/10/2018 ADDRESS: , Coral Gables FL , United States DESCRIPTION: Owner of the shares.
CRS (Client Relationship Summary) - RIA
Click below to view Juan Manuel Ortega JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 520 Crandon Blvd, Key Biscayne, FL 33149RIA
CRD#: 283390
KEY BISCAYNE, FL
Current
August 30, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 520 Crandon Blvd, Key Biscayne, FL 33149Office #2: 1010 Kennedy Dr Ste 100, Key West, FL 33040Office #3: 1740 W 49th St, Hialeah, FL 33012Office #4: 15700 Sw 56th St, Miami, FL 33185Office #5: 2667 Nw 3rd Ave, Miami, FL 33127Office #6: 7775 W 33rd Ave, Hialeah, FL 33018BD
CRD#: 17499
KEY BISCAYNE, FL
Past
September 2, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
MIAMI, FL
Past
August 8, 2001 - July 7, 2005
NORTHERN TRUST SECURITIES, INC.
RIA
CRD#: 7927
MIAMI, FL
Past
May 31, 2001 - July 7, 2005
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
ROSEMONT, IL
Past
September 2, 1997 - July 7, 2005
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
CHICAGO, IL
Past
August 10, 1994 - September 15, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
July 31, 1993 - August 26, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 18, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/31/2022)
RR
Florida(9/14/2005)
IAR
Florida(8/18/2016)
RR
Georgia(3/25/2024)
RR
Indiana(12/4/2024)
RR
New Jersey(7/22/2011)
RR
New Mexico(7/22/2011)
RR
New York(5/27/2025)
RR
North Carolina(1/18/2019)
RR
Puerto Rico(3/4/2010)
RR
South Carolina(12/18/2024)
RR
Texas(5/14/2019)
IAR
Texas(1/24/2023)
RR
Virginia(4/25/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Key Biscayne, FL 33149TRUST BUT VERIFY
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