MM
Mary E. Medlin
USAA INVESTMENT SERVICES COMPANY
San Antonio, TX 78288
Some features on this profile are disabled
CRD#: 2302210
MM
Professional summary
Mary Elizabeth Medlin, who also goes by Mary Elizabeth Lee, Mary Lee Mckay, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in San Antonio, Texas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Mary has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Elizabeth Lee | Mary Lee Mckay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*Company Name: HOME TEAM OF AMERICA *Investment related: NO *Business Address: 16719 HUEBNER RD BUILDING 4, SAN ANTONIO TX 78248 *Nature of Business: REAL ESTATE *Position: REAL ESTATE AGENT *Start Date: 05/01/2021 *Number of work hours/Month: 15 hours a month *Number of work hours during security trading hours: 0 *Duties: Buy and sell homes for clients.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Elizabeth Medlin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mary Elizabeth Medlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2018 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9800 Fredericksburg Road, San Antonio, TX 78288RIA
BD
CRD#: 5475
San Antonio, TX
Current
July 5, 2013 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9800 Fredericksburg Road, San Antonio, TX 78288RIA
BD
CRD#: 5475
San Antonio, TX
Past
January 2, 2009 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
September 6, 2007 - June 30, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
October 22, 2004 - December 31, 2008
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
SAN ANTONIO, TX
Past
October 22, 2004 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Past
January 2, 2004 - October 22, 2004
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
SAN ANTONIO, TX
Past
March 4, 2003 - October 22, 2004
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
March 3, 2003 - December 31, 2003
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Past
May 20, 2002 - September 30, 2002
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
SAN ANTONIO, TX
Past
February 3, 1997 - September 25, 2002
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/3/2020)
RR
Alaska(8/3/2020)
RR
Arizona(8/3/2020)
RR
Arkansas(8/3/2020)
RR
California(8/3/2020)
RR
Colorado(8/3/2020)
RR
Connecticut(8/3/2020)
RR
Delaware(8/3/2020)
RR
District of Columbia(8/3/2020)
RR
Florida(8/3/2020)
RR
Georgia(8/3/2020)
RR
Hawaii(8/3/2020)
RR
Idaho(8/3/2020)
RR
Illinois(8/3/2020)
RR
Indiana(8/3/2020)
RR
Iowa(8/3/2020)
RR
Kansas(8/3/2020)
RR
Kentucky(8/3/2020)
RR
Louisiana(8/3/2020)
RR
Maine(8/3/2020)
RR
Maryland(8/3/2020)
RR
Massachusetts(8/3/2020)
RR
Michigan(8/3/2020)
RR
Minnesota(8/3/2020)
RR
Mississippi(8/3/2020)
RR
Missouri(8/3/2020)
RR
Montana(8/3/2020)
RR
Nebraska(8/3/2020)
RR
Nevada(8/3/2020)
RR
New Hampshire(8/3/2020)
RR
New Jersey(8/3/2020)
RR
New Mexico(8/3/2020)
RR
New York(8/3/2020)
RR
North Carolina(8/3/2020)
RR
North Dakota(8/3/2020)
RR
Ohio(8/3/2020)
RR
Oklahoma(8/3/2020)
RR
Oregon(8/3/2020)
RR
Pennsylvania(8/3/2020)
RR
Puerto Rico(8/3/2020)
RR
Rhode Island(8/3/2020)
RR
South Carolina(8/3/2020)
RR
South Dakota(8/3/2020)
RR
Tennessee(8/3/2020)
IAR
Texas(1/8/2018)
RR
Texas(8/3/2020)
RR
Utah(8/3/2020)
RR
Vermont(8/3/2020)
RR
Virgin Islands(8/3/2020)
RR
Virginia(8/3/2020)
RR
Washington(8/3/2020)
RR
West Virginia(8/3/2020)
RR
Wisconsin(8/3/2020)
RR
Wyoming(8/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
RIA
Registered Investment Advisory firm - SEC (8/3/2022 Approved)Arizona
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Colorado
Registered Investment Advisory firm - SEC (8/24/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)Texas
Registered Investment Advisory firm - SEC (8/19/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Mailing Address
9800 Fredericksburg Road, San Antonio, TX 78288-0227
Phone number
(800) 531-7960
Established
Delaware since 09/01/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
152
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
