Joe A. Delavara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joe Abel Delavara, who also goes by Joe Abel Lavara De, Joey Delavara, Jose Delavara, Joseph Delavara, was a registered financial professional .
Joe is a previously registered financial professional and started their career in finance in 1993. Joe had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - April 10, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 2, 2009 - August 27, 2013
GENEOS WEALTH MANAGEMENT, INC.
December 15, 2006 - January 7, 2009
USF SECURITIES, L.P.
August 16, 2004 - December 20, 2006
CETERA ADVISORS LLC
October 31, 2003 - August 13, 2004
AMERITAS INVESTMENT COMPANY, LLC
June 7, 1993 - October 31, 2003
THE ADVISORS GROUP, INC.
April 14, 1993 - June 17, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
