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Robert Leonard Chestnut

CRD# 2301744·Registered 1992 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Leonard Chestnut was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 2024. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

DIVERSIFIED, LLC·CRD# 123859
RIA
Buzzards Bay, MA
September 15, 2022 - May 2, 2024
HERO FINANCIAL ADVISORS, INC.·CRD# 129189
RIA
Buzzards Bay, MA
January 6, 2005 - December 21, 2022
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Buzzards Bay, MA
January 4, 1999 - August 19, 2022
WINSLOW, EVANS & CROCKER, INC.·CRD# 29686
BD
Boston, MA
November 30, 1992 - March 18, 1999

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Current Firm

DL
DIVERSIFIED, LLC

DIVERSIFIED FINANCIAL CONSULTANTS | FRANK M. LEVY DBA DIVERSIFIED FINANCIAL CONSULTANTS | DIVERSIFIED, LLC | DIVERSIFIED LIFELONG ADVISORS | DIVERSIFIED FINANCIAL CONSULTANTS, LLC

CRD#: 123859 / SEC#: 801-112580

Contact Information

Main Address

3705 Concord Pike, Wilmington, DE 19803

Phone Number

(302) 765-3500

# of Employees

37

Documents

Latest Form ADV

Part 2 Brochures

SEC APPENDIX 1 WRAP FEE BROCHURE (3/4/2024)

Regulatory Assets Under Management

Total Number of Accounts

4,562

AUM (Assets Under Management)

$1,553,774,222

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HERO FINANCIAL ADVISORS, INC.- REGISTERED ADVISORY FIRM. RIA AND CHAIRMAN; Successor Trustee on nephew's family trust

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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