Leonard H. Hempen

GREENLEAF FINANCIAL NETWORK

KANSAS CITY, MO

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CRD#: 2301500

Professional summary

Leonard Henry Hempen, who also goes by Len Hempen, is a registered financial advisor currently at GREENLEAF FINANCIAL NETWORK, LLC located in Kansas City, Missouri and PRIVATE CLIENT SERVICES, LLC located in Kansas City, Missouri.

Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Leonard has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Len Hempen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Planners for Financial Success, 8012 NW 76th Terrace, Kansas City, MO 64152. Owner, Tax prep and accounting work. Prepare tax returns, financial statements for clients. 120 hrs/mo during tax season. 4-5 hrs/mo during trading hrs for tax season. 2. Bear the Care, Inc. 6117 W 64th Terrace, Mission, KS 66202. Board member of non-profit for veteran job assistance. Non-investment related. 3. Animaux du Vin, Inc. 3126 NE 64th, Portland, OR 97216. Corporate secretary, wine importing company. Non-investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Henry Hempen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

GREENLEAF FINANCIAL NETWORK, LLC

RIA

CRD#: 284165

KANSAS CITY, MO

Current

January 2, 2018 - Present

PRIVATE CLIENT SERVICES, LLC

RIA

CRD#: 120222

Kansas City, MO

Past

September 1, 2016 - January 8, 2018

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

Kansas City, MO

Past

September 1, 2016 - January 8, 2018

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

KANSAS CITY, MO

Past

February 7, 2003 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

KANSAS CITY, MO

Past

February 23, 2000 - February 7, 2003

THE MASTERS, INC.

RIA

CRD#: 108432

KANSAS CITY, MO

Past

March 13, 1995 - September 1, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

KANSAS CITY, MO

Past

December 11, 1992 - March 23, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2018)

Colorado
(1/2/2018)

Florida
(1/2/2018)

Georgia
(1/2/2018)

Kansas
(1/2/2018)

IAR

Kansas
(1/7/2022)

Massachusetts
(1/2/2018)

Michigan
(1/2/2018)

IAR

Missouri
(1/2/2018)

Missouri
(1/5/2018)

Nevada
(1/2/2018)

New Mexico
(1/2/2018)

New York
(1/2/2018)

North Carolina
(1/2/2018)

Ohio
(1/2/2018)

Oregon
(1/2/2018)

Texas
(1/2/2018)

IAR

Texas
(1/2/2018)

Washington
(1/2/2018)

Wisconsin
(1/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/14/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/6/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GREENLEAF FINANCIAL NETWORK, LLC

CRD#: 284165 / SEC#:

Illinois

Registered Investment Advisory firm - (10/14/2020 Terminated)

Kansas

Registered Investment Advisory firm - (8/5/2016 Approved)

Maryland

Registered Investment Advisory firm - (1/28/2020 Approved)

Missouri

Registered Investment Advisory firm - (1/31/2017 Approved)

Nevada

Registered Investment Advisory firm - (12/31/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (5/11/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/22/2018 Approved)

Texas

Registered Investment Advisory firm - (5/17/2017 Approved)

Virginia

Registered Investment Advisory firm - (9/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Leawood, KS

Mailing Address

Phone number

(913) 515-3517

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 99,390,104

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard H. Hempen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Henry Hempen's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

THE MASTERS, INC.

VSR FINANCIAL SERVICES, INC.

VERAVEST INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2025

Series 63

Date: 11/24/1992

SIE

Date: 10/1/2018

Series 31

Date: 7/14/2000

Series 7

Date: 10/6/1995

Series 6

Date: 12/9/1992

FINRA

Current Firm

GREENLEAF FINANCIAL NETWORK, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENLEAF FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

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