William J. Williams
Professional summary
William Jonathan Williams, who also goes by Bill Williams, William Jonathan Williams, is a registered financial advisor currently at LYTLE INVESTMENTS located in Grand Island, New York and OSAIC WEALTH, INC. located in Grand Island, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. William has worked at 15 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Jonathan Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2023 - Present
LYTLE INVESTMENTS
Office #1: 101 Lang Boulevard, Grand Island, NY 14072November 3, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 101 Lang Blvd, Grand Island, NY 14072October 25, 2022 - February 6, 2023
OSAIC WEALTH, INC.
June 29, 2021 - June 2, 2022
FISHER INVESTMENTS
June 17, 2020 - December 23, 2020
BROOKSTONE CAPITAL MANAGEMENT LLC
February 7, 2019 - March 6, 2020
WINTHROP PARTNERS - WNY, LLC
May 5, 2017 - January 30, 2019
PRUCO SECURITIES, LLC.
March 30, 2016 - May 9, 2017
LPL FINANCIAL LLC
February 3, 2006 - March 23, 2016
VALIC FINANCIAL ADVISORS, INC.
September 10, 1999 - February 26, 2003
CHARLES SCHWAB & CO., INC.
May 14, 1999 - May 24, 1999
KEYBANC CAPITAL MARKETS INC.
June 25, 1998 - May 14, 1999
KEY INVESTMENTS INC.
November 19, 1997 - February 20, 1998
SCHNEIDER SECURITIES, INC.
September 24, 1996 - November 25, 1997
GLOBAL CAPITAL SECURITIES CORPORATION
April 12, 1994 - October 1, 1996
JOSEPHTHAL & CO., INC.
March 26, 1993 - April 21, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
Primary Firm SEC Registration
LYTLE INVESTMENTS
CRD#: 297591 / SEC#: 801-113598
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2023)
(8/4/2023)
(8/3/2023)
(4/27/2023)
(8/4/2023)
(9/29/2023)
(6/30/2025)
(11/16/2022)
(1/26/2023)
(8/16/2023)
(11/13/2024)
(11/25/2024)
(8/4/2023)
Exams
Series 7TO
Date: 11/2/2022
General Securities Representative ExaminationFINRA
Current Firm
LYTLE INVESTMENTS
CRD#: 297591 / SEC#: 801-113598
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 66,695,837 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 12/26/2024 | ||
| 10/25/2023 | ||
| 11/28/2022 |
Red Flags
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Company Information
LYTLE INVESTMENTS
CRD#: 297591Grand Island, NY 14072TRUST BUT VERIFY
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