Edward R. Najarian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Raymond Najarian, who also goes by Ed Najarian, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1993. Edward had worked at 7 firms and has passed the Series 63, Series 87, Series 86, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2023 - September 19, 2023
D. BORAL CAPITAL
March 5, 2009 - May 7, 2013
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
March 31, 2000 - March 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1999 - May 11, 2000
WELLS FARGO CLEARING SERVICES, LLC
August 30, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
March 28, 1996 - May 7, 1997
UBS SECURITIES LLC
March 3, 1993 - March 29, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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