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PH

Pete D. Henderson

HS WEALTH PARTNERS
NASHVILLE, TN 37203
Some features on this profile are disabled
CRD#: 2301206
PH

Professional summary

Pete D Henderson, CIMA®, who also goes by Pete David Henderson, is a registered financial advisor currently at HS WEALTH PARTNERS located in Nashville, Tennessee.

Pete is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Pete has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Pete David Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PETER HENDERSON, INDEPENDENT INSURANCE AGENT, OSUNA ROAD N.E., SUITE 400, ALBUQUERQUE, NM, 11/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 2/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pete D Henderson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

May 9, 2024 - Present

HS WEALTH PARTNERS

Office #1: 25 Music Square East Suite 200, Nashville, TN 37203
RIA
CRD#: 330640
NASHVILLE, TN
Past

November 30, 2017 - May 17, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Albuquerque, NM
Past

November 30, 2017 - May 17, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Albuquerque, NM
Past

November 7, 2008 - December 11, 2017

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ALBUQUERQUE, NM
Past

November 7, 2008 - December 11, 2017

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
ALBUQUERQUE, NM
Past

April 2, 2007 - November 10, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
ALBUQUERQUE, NM
Past

April 2, 2007 - November 10, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
ALBUQUERQUE, NM
Past

April 6, 1994 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
GALLUP, NM
Past

November 16, 1993 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
GALLUP, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HS WEALTH PARTNERS
HS WEALTH PARTNERS | TIGEROAK MANAGEMENT, LLC

CRD#: 330640 / SEC#: 801-129998

RIA
Registered Investment Advisory firm - (5/6/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Mexico
(5/9/2024)
IAR
Texas
(5/9/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/20/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/24/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/13/1993
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 3/2/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/29/2000
General Securities Sales Supervisor - Options Module Examination

Current Firm

HW
HS WEALTH PARTNERS
HS WEALTH PARTNERS | TIGEROAK MANAGEMENT, LLC

CRD#: 330640 / SEC#: 801-129998

RIA
Registered Investment Advisory firm - (5/6/2024 Approved)
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Contact information

Main Address
25 Music Square East Suite 200, Nashville, TN 37203
Mailing Address
Phone number
(505) 361-2223
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HS WEALTH PARTNERS DISCLOSURE BROCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts578
AUM (Assets Under Management)$ 397,587,843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HS WEALTH PARTNERS

CRD#: 330640Nashville, TN 37203

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