Vasilios S. Koutsogiannis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vasilios Spiridon Koutsogiannis, who also goes by Bill Cpirodon, Vas Giannis, Vasilios Spiroon Koutsogiannia, Vasilios Spirdon Koutsogiannis, Vasilios Spirodon Koutsogiannis, Bill Spiridon, Bill Spirodon, was a registered financial professional .
Vasilios is a previously registered financial professional and started their career in finance in 1993. Vasilios had worked at 13 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - May 21, 2021
ACP SECURITIES, LLC
October 18, 2011 - March 14, 2017
G&L PARTNERS, INC.
April 5, 2010 - May 27, 2010
WOODSTOCK FINANCIAL GROUP, INC.
May 23, 2006 - February 21, 2008
US EURO SECURITIES, INC
January 12, 1999 - May 5, 2004
HUNTER SCOTT FINANCIAL LLC.
March 11, 1998 - May 26, 1998
WOODSTOCK FINANCIAL GROUP, INC.
October 6, 1997 - November 16, 1998
WHELAN SECURITIES INC
January 22, 1997 - August 1, 1997
MERIT CAPITAL ASSOCIATES, INC.
September 20, 1996 - January 29, 1997
KENNY SECURITIES CORP.
August 17, 1995 - September 4, 1996
TOLUCA PACIFIC SECURITIES CORP.
March 14, 1995 - July 14, 1995
COLIN WINTHROP & CO., INC.
November 4, 1994 - December 20, 1994
PARAGON CAPITAL MARKETS, INC.
August 9, 1994 - October 26, 1994
MONROE PARKER SECURITIES, INC.
March 18, 1993 - August 8, 1994
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
ACP SECURITIES, LLC
CRD#: 139049 / SEC#: , 8-67185
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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