Michele H. Leftwich
Professional summary
Michele Helene Leftwich was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michele is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Michele had worked at 5 firms, which includes CONNELY DOWD MANAGEMENT INC., MTT FUNDCORP INC., MUTUALS.COM INC., WADDELL & REED, ALLIANCEBERNSTEIN INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2003 - March 12, 2004
CONNELY DOWD MANAGEMENT, INC.
March 31, 2003 - March 12, 2004
MTT FUNDCORP, INC.
May 15, 2000 - March 12, 2004
MUTUALS.COM, INC.
May 11, 1998 - February 4, 1999
WADDELL & REED
February 14, 1996 - September 30, 1996
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONNELY DOWD MANAGEMENT, INC.
CRD#: 124903 / SEC#: , 8-65736
Contact information
Documents
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