John Frederick Desimone
CFP®, CIMA®Professional Summary
John Frederick Desimone, CFP®, CIMA® is a registered financial advisor currently at PEDDOCK CAPITAL ADVISORS, LLC located in Braintree, Massachusetts. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 12 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
PEDDOCK CAPITAL ADVISORS, LLC
Contact Information
Main Address
50 Braintree Hill Office Park Suite 207, Braintree, MA 02184Phone Number
(781) 848-0288# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
500AUM (Assets Under Management)
$836,154,847Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | Cover Page | Report |
| 09/24/2024 | Cover Page | Report |
| 12/21/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PEDDOCK CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
(1/22/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Frederick Desimone's CRS (Customer Relationship Summary).
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