Scott A. Brander

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CRD#: 2300933

Professional summary

Scott Adam Brander was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Scott is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Scott had worked at 8 firms, which includes BUCKMAN ADVISORY GROUP LLC, BUCKMAN BUCKMAN & REID INC., KIRLIN SECURITIES INC., M.S. FARRELL & COMPANY INC., R.D. WHITE & CO. INC., NICHOLS SAFINA LERNER & CO. INC., CITIGROUP GLOBAL MARKETS INC., GRUNTAL & CO. L.L.C..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 25, 2007 - January 4, 2021

BUCKMAN ADVISORY GROUP LLC

RIA

CRD#: 131688

delray beach, FL

Past

March 27, 2003 - January 4, 2021

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

LITTLE SILVER, NJ

Past

September 1, 2001 - April 4, 2003

KIRLIN SECURITIES INC.

CRD#: 21210

SYOSSET, NY

Past

December 1, 1999 - September 1, 2001

M.S. FARRELL & COMPANY, INC.

CRD#: 24232

SYOSSET, NY

Past

September 3, 1996 - November 26, 1999

R.D. WHITE & CO., INC.

CRD#: 7011

NEW YORK, NY

Past

April 25, 1995 - August 20, 1996

NICHOLS, SAFINA, LERNER & CO. INC.

CRD#: 35476

NEW YORK, NY

Past

September 22, 1993 - March 27, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 27, 1993 - September 15, 1993

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/26/1993

General Securities Representative Examination

Current Firm

BUCKMAN ADVISORY GROUP LLC

CRD#: 131688 / SEC#: 801-63540

RIA

Registered Investment Advisory firm - (9/24/2004 Approved)

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Contact information

Main Address

44 Church Street, Little Silver, NJ 07739

Mailing Address

Phone number

(732) 530-0303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEC FORM ADV PART 2A DISCLOSURE BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts	834
AUM (Assets Under Management)	$ 236,142,403

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
11/20/2024	Cover Page	Report
03/04/2024	Cover Page	Report
07/05/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Brander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BUCKMAN, BUCKMAN & REID, INC.

KIRLIN SECURITIES INC.

M.S. FARRELL & COMPANY, INC.

R.D. WHITE & CO., INC.

NICHOLS, SAFINA, LERNER & CO. INC.

CITIGROUP GLOBAL MARKETS INC.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

BUCKMAN ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2007

Series 63

Date: 6/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/26/1993

Current Firm

BUCKMAN ADVISORY GROUP LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCKMAN ADVISORY GROUP LLC

TRUST BUT VERIFY

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