Jack P. Cannata
CANNATA & COMPANY
Roselle, IL 60172
Some features on this profile are disabled
CRD#: 2300894
Professional summary
Jack Peter Cannata, CFP®, who also goes by Jack Cannata, is a registered financial advisor currently at CANNATA & COMPANY, LLC located in Roselle, Illinois and ARKADIOS WEALTH ADVISORS located in Roselle, Illinois.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jack has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Small Business Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Retirement Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Jack Cannata
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jack p. Cannata, CPA, tax preparation and accounting services, not investment related. 2. Fixed insurance sales; as of 10/04/2012; Approximately 5% of time spent during business hours; Conducted at branch location; Investment Related. 3. LAC Main Street Condo, LLC, Co-Owner, an entity created for the purpose of managing and renting commercial property located at Roselle, IL, as of 12/17; Approximately 0% time spent during securities trading hours per month; Conducted at branch location; Investment related. 5. Cannata & Company, LLC; DBA, Investment adviser representative of, a registered investment adviser, Owner & Managing Member, a private entity established to facilitate securities, advisory, and insurance business; as of 2/15/2022; 95% time spent during business hours; Conducted at branch; Investment related. 6. Co-trustee - Gecewicz Gift Trust Number 1, Is Investment Related, 25 E Main Street, Suite 202, Roselle, IL, 60172, United States, Trustee, co-trustee, 5/31/2011, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, co-trustee for trust to family related trust to benefit cousin's autistic son. 7.Co-trustee - Brown Grandchildren's Trust, Is Investment Related, 25 E Main Street, Suite 202, Roselle, IL, 60172, United States, Trustee, co-trustee, 5/31/2011, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, co-trustee for mother's ILIT.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Peter Cannata's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
April 8, 2015 - Present
CANNATA & COMPANY, LLC
Office #1: 25 E. Main Street Suite 202, Roselle, IL 60172RIA
CRD#: 171677
Roselle, IL
Current
June 23, 2025 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 25 E Main Street Suite 202, Roselle, IL 60172RIA
CRD#: 288863
Roselle, IL
Current
June 23, 2025 - Present
ARKADIOS CAPITAL
Office #1: 25 E Main Street Suite 202 , Roselle, IL 60172BD
CRD#: 282710
Roselle, IL
Past
January 20, 2004 - June 23, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Roselle, IL
Past
January 20, 2004 - June 23, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Roselle, IL
Past
July 24, 2000 - February 6, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 29, 1999 - February 6, 2004
OSAIC FA, INC.
RIA
CRD#: 3978
CHICAGO, IL
Past
June 1, 1998 - February 6, 2004
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
December 17, 1992 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/23/2025)
RR
California(6/23/2025)
RR
Colorado(6/23/2025)
RR
District of Columbia(6/23/2025)
RR
Florida(6/23/2025)
RR
Idaho(6/23/2025)
IAR
Illinois(4/8/2015)
RR
Illinois(6/23/2025)
RR
Indiana(6/23/2025)
RR
Michigan(6/23/2025)
RR
Minnesota(6/23/2025)
RR
Nevada(6/23/2025)
RR
North Carolina(6/24/2025)
RR
Ohio(6/24/2025)
RR
Rhode Island(6/23/2025)
RR
South Carolina(6/23/2025)
RR
Tennessee(6/25/2025)
RR
Utah(6/23/2025)
RR
Virginia(6/23/2025)
RR
Wisconsin(6/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
