Stephen C. Hinel
Professional summary
Stephen Christopher Hinel is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Mooresville, North Carolina.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1994. Stephen has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Christopher Hinel's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2020 - Present
CELADON FINANCIAL GROUP LLC
October 10, 2006 - April 30, 2020
LBMZ SECURITIES, INC.
January 20, 2004 - October 18, 2006
HALPERN CAPITAL, INC.
September 17, 2003 - January 23, 2004
NORTHEAST SECURITIES, LLC
October 13, 2000 - September 29, 2003
FIRST ALLIED SECURITIES, INC.
February 1, 1999 - November 2, 2000
KEANE SECURITIES CO., INC.
December 21, 1994 - January 28, 1999
TRIAD SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2020)
(5/1/2020)
(10/7/2020)
(5/1/2020)
(5/1/2020)
(5/26/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/10/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CELADON FINANCIAL GROUP LLC
CRD#: 36538 / SEC#: , 8-47288
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERSCH, DARYL SCOTT | CEO/MAJORITY MEMBER/GSP/ROSFP | 1255474 |
| CAMBRIA HOLDINGS, INC. | MINORITY MEMBER | |
| COSTINE, MELISSA ANNE | OPERATIONS MANAGER/GSP | 2646983 |
| NAVAS, NELSON GABRIEL | CFO/FINOP/GSP | 5092353 |
| PASTINE, ARMAND RALPH | HEAD OF CAPITAL MARKETS/GSP | 2257531 |
| WALDMAN, PAUL MITCHELL | CCO/AMLCO/GSP/ROSFP | 1885767 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
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