James Joseph Vernale
Professional Summary
James Joseph Vernale, who also goes by James J Vernale, Jim Joseph Vernale, Jim Vernale, Jimmy Vernale, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1992 - 2017. James had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James J Vernale, Jim Joseph Vernale, Jim Vernale, Jimmy Vernale
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
PB & T FINANCIAL SERVICES, INC. | WORLD CHOICE SECURITIES, INC.
Contact Information
Main Address
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235Mailing Address
7650 Rivers Edge Drive Suite 260, Columbus, OH 43235Phone Number
(614) 436-0231Established
Texas since 09/10/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
3FINRA licenses (23 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
43AUM (Assets Under Management)
$26,717,000Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1992About the Series 6 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1996Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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