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RA

Russell C. Ashcraft

XP INVESTMENTS US
NEW YORK, NY 10036
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CRD#: 2300445
RA
Russell Conner AshcraftXP INVESTMENTS US

Professional summary


Russell Conner Ashcraft, who also goes by Russell Conner Ashcraft, Russell Ashcraft, is a registered financial professional currently at XP INVESTMENTS US, LLC located in New York, New York.

Russell is registered as a RR (Registered Representative) and started their career in finance in 1993. Russell has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Aliases


Russell Conner Ashcraft | Russell Ashcraft

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Russell Conner Ashcraft's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 7, 2026 - Present

XP INVESTMENTS US, LLC

Office #1: 55 West 46th Street 30th Floor, New York, NY 10036
BD
CRD#: 156691
NEW YORK, NY
Past

June 13, 2011 - April 6, 2026

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

August 25, 2009 - June 8, 2011

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

BD
CRD#: 130847
NEW YORK, NY
Past

November 12, 2008 - June 22, 2009

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
GREENWICH, CT
Past

October 3, 2007 - November 14, 2008

ABN AMRO INCORPORATED

BD
CRD#: 15776
GREENWICH, CT
Past

July 1, 1998 - March 14, 2001

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

June 9, 1997 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY
Past

January 29, 1993 - June 13, 1997

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/7/2026)
RR
New York
(7/7/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 2/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


XI
XP INVESTMENTS US, LLC
XP INTERNATIONAL | XP SECURITIES, LLC | XP PRIVATE INTERNATIONAL | XP PRIVATE | XP INVESTMENTS US, LLC | XP INVESTMENTS

CRD#: 156691 / SEC#: , 8-68817

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
55 West 46th Street 30th Floor, New York, NY 10036
Mailing Address
701 Brickell Avenue #2120, Miami, FL 33131
Phone number
(786) 732-1100
Established
Delaware since 12/29/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
XP HOLDING INTERNATIONAL, LLCPARENT COMPANY
COSTA, JOSE EDUARDOCHIEF EXECUTIVE OFFICER4983100
GOMEZ, ADELIA MARIELCHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER5477182
SINGER, STEVEN FREDERICPRINCIPAL FINANCIAL OFFICER2360737
WILSON, JARED RYANCHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER5322068

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


XP INVESTMENTS US, LLC

CRD#: 156691New York, NY 10036

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