Stuart B. Rodwell
Professional summary
Stuart Blaine Rodwell is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Apex, North Carolina.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1993. Stuart has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Blaine Rodwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2017 - Present
J.W. COLE FINANCIAL, INC.
October 2, 2017 - December 31, 2024
J. W. COLE ADVISORS, INC.
November 28, 2016 - October 2, 2017
LPL FINANCIAL LLC
December 14, 2007 - October 2, 2017
LPL FINANCIAL LLC
September 21, 1994 - December 21, 2007
CAPITAL INVESTMENT GROUP, INC.
January 11, 1993 - July 26, 1994
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2017)
(6/8/2020)
(9/22/2017)
(9/22/2017)
(3/22/2018)
(9/22/2017)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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