Philip B. Hagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Bryan Hagen, who also goes by Bryan Philip Hagen, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1992. Philip had worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, Series 99TO, Series 79, SIE, Series 57, Series 7, Series 14, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2022 - July 9, 2024
BAKKT BROKERAGE, LLC
September 22, 2021 - September 23, 2022
TITAN GLOBAL TECHNOLOGIES LLC
July 10, 2020 - April 30, 2021
BUMPED INVEST
March 7, 2018 - May 7, 2021
BAKKT BROKERAGE, LLC
July 2, 2012 - October 14, 2015
PAULSON INVESTMENT COMPANY LLC
March 15, 2004 - January 24, 2011
PHILLIPS & COMPANY
March 21, 2001 - April 27, 2001
WILLAMETTE SECURITIES, INC.
November 14, 2000 - March 16, 2001
WILLAMETTE SECURITIES, INC.
November 14, 2000 - January 24, 2011
PHILLIPS & COMPANY
June 22, 1994 - March 30, 1998
PHILLIPS & COMPANY
November 23, 1992 - July 20, 1994
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BAKKT BROKERAGE, LLC
CRD#: 288227 / SEC#: , 8-69929
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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