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JE

Joseph Ellison

CRD# 2300049·Registered 1993 - 2017
Suspended: Joseph Ellison was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Joseph Ellison, who also goes by Varela Eisenberg Ellison, Varela Ellison, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1993 - 2017. Joseph had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Varela Eisenberg Ellison, Varela Ellison

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

AURORA CAPITAL LLC·CRD# 37924
BD
Bridgehampton,, NY
January 26, 2016 - October 13, 2017
HOLLY STREET WEALTH ADVISORS·CRD# 167343
RIA
Pasadena, CA
December 28, 2015 - January 24, 2018
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Beverly Hills, CA
April 24, 2012 - December 28, 2015
BEVERLY HILLS WEALTH MANAGEMENT, LLC·CRD# 152031
RIA
Beverly Hills, CA
April 20, 2012 - January 19, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Los Angeles, CA
August 24, 2009 - April 26, 2012
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Los Angeles, CA
August 21, 2009 - April 26, 2012
MORGAN STANLEY·CRD# 149777
RIA
Beverly Hills, CA
June 1, 2009 - August 25, 2009
MORGAN STANLEY·CRD# 149777
BD
Beverly Hills, CA
June 1, 2009 - August 25, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Beverly Hills, CA
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Beverly Hills, CA
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Beverly Hills, CA
July 8, 1997 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Beverly Hills, CA
February 26, 1993 - April 2, 2007

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Current Firm

AC
AURORA CAPITAL LLC

AURORA CAPITAL CORP. | AURORA CAPITAL LLC

CRD#: 37924 / SEC#: 8-48069
BD
Terminated by SEC on 07/04/2021

Contact Information

Established

New York since 09/15/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AURORA CAPITAL CORP.MANAGING MEMBER—
JAVITS, ERIC MINDIVIDUAL OWNER6721703
T MORGEN CAPITAL LLCMEMBER—
MARGOLIS, JEFF ELIOTPRES OF AURORA CAPITAL CORP., MANAGING MEMBER, PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, CFO, CHIEF ADMIN, EXEC REP TO FINRA1131553

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2012About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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