Joseph Ellison

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CRD#: 2300049

Professional summary

Joseph Ellison was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joseph Ellison, who also goes by Varela Eisenberg Ellison, Varela Ellison, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1993. Joseph had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Varela Eisenberg Ellison | Varela Ellison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 26, 2016 - October 13, 2017

AURORA CAPITAL LLC

CRD#: 37924

BRIDGEHAMPTON,, NY

Past

December 28, 2015 - January 24, 2018

HOLLY STREET WEALTH ADVISORS

RIA

CRD#: 167343

PASADENA, CA

Past

April 24, 2012 - December 28, 2015

MUTUAL SECURITIES, INC.

CRD#: 13092

BEVERLY HILLS, CA

Past

April 20, 2012 - January 19, 2016

BEVERLY HILLS WEALTH MANAGEMENT, LLC

RIA

CRD#: 152031

BEVERLY HILLS, CA

Past

August 24, 2009 - April 26, 2012

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

LOS ANGELES, CA

Past

August 21, 2009 - April 26, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

LOS ANGELES, CA

Past

June 1, 2009 - August 25, 2009

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2009 - August 25, 2009

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BEVERLY HILLS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BEVERLY HILLS, CA

Past

July 8, 1997 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BEVERLY HILLS, CA

Past

February 26, 1993 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/23/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/22/1992

General Securities Representative Examination

Current Firm

AURORA CAPITAL LLC

AURORA CAPITAL CORP. | AURORA CAPITAL LLC

CRD#: 37924 / SEC#: , 8-48069

Terminated by SEC on 07/04/2021

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 09/15/1998

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
AURORA CAPITAL CORP.	MANAGING MEMBER
JAVITS, ERIC M	INDIVIDUAL OWNER	6721703
T MORGEN CAPITAL LLC	MEMBER
MARGOLIS, JEFF ELIOT	PRES OF AURORA CAPITAL CORP., MANAGING MEMBER, PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, CFO, CHIEF ADMIN, EXEC REP TO FINRA	1131553

Disclosures

Regulatory Event

Red Flags

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Joseph Ellison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOLLY STREET WEALTH ADVISORS

MUTUAL SECURITIES, INC.

BEVERLY HILLS WEALTH MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/1994

Series 63

Date: 1/12/1993

SIE

Date: 10/13/2017

Series 31

Date: 10/23/2012

Series 7

Date: 12/22/1992

Current Firm

AURORA CAPITAL LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AURORA CAPITAL LLC

TRUST BUT VERIFY

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