Michael B. Cratty

CRATTY & SWANSON ADVISORS L.L.C.

Las Cruces, NM 88011

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CRD#: 2300023

Professional summary

Michael Bryant Cratty is a registered financial advisor currently at CRATTY & SWANSON ADVISORS L.L.C. located in Las Cruces, New Mexico.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name:Cratty & Swanson Insurance Services LLC Investment related: yes Address: La Cruces, NM Nature: Insurance Position: President/Insurance Agent Start date: 06/2010 Hours/month: 120 Hours during security trading: 80 Duties: Insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bryant Cratty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2016 - Present

CRATTY & SWANSON ADVISORS L.L.C.

Office #1: 2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011

RIA

CRD#: 283587

Las Cruces, NM

Past

October 19, 2001 - January 15, 2002

ONLINE STOCK MARKET, INC.

CRD#: 47125

LOS ANGELES, CA

Past

February 13, 2001 - December 12, 2008

VIPO SECURITIES

CRD#: 6285

LONG BEACH, CA

Past

August 18, 1999 - February 15, 2001

ONLINE STOCK MARKET, INC.

CRD#: 47125

LOS ANGELES, CA

Past

May 14, 1996 - August 4, 1997

TRAVCO FINANCIAL GROUP, INC.

CRD#: 30393

WESTLAKE VILLAGE, CA

Past

November 15, 1995 - April 15, 1996

GERWIN GROUP, INC.

CRD#: 23199

THOUSAND OAKS, CA

Past

January 14, 1993 - November 9, 1995

TRAVCO FINANCIAL GROUP, INC.

CRD#: 30393

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/25/2016)

IAR

New Mexico
(4/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/13/1999

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/25/1992

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1999

General Securities Principal Examination

Current Firm

CRATTY & SWANSON ADVISORS L.L.C.

CRD#: 283587 / SEC#:

California

Registered Investment Advisory firm - (5/25/2016 Approved)

New Mexico

Registered Investment Advisory firm - (4/12/2022 Approved)

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Contact information

Main Address

2540 N. Telshor Blvd. Suite B, Las Cruces, NM 88011

Mailing Address

Phone number

(575) 222-0389

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Cratty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bryant Cratty's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONLINE STOCK MARKET, INC.

VIPO SECURITIES

ONLINE STOCK MARKET, INC.

TRAVCO FINANCIAL GROUP, INC.

GERWIN GROUP, INC.

TRAVCO FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2016

Series 63

Date: 1/17/2000

Series 7

Date: 4/13/1999

Series 22

Date: 11/25/1992

Series 24

Date: 6/14/1999

Current Firm

CRATTY & SWANSON ADVISORS L.L.C.

Contact information

Documents

Red Flags

Company Information

CRATTY & SWANSON ADVISORS L.L.C.

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