Sidney P. Griffin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Paul Griffin SR, who also goes by Sid Griffin, Sidney Paul Griffin, was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1971. Sidney had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1990 - October 22, 1991
ANDOVER SECURITIES, INC.
April 10, 1989 - December 31, 1989
CETERA WEALTH SERVICES, LLC
August 20, 1985 - April 10, 1989
AMERICAN PACIFIC SECURITIES CORPORATION
April 2, 1976 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
May 16, 1975 - May 14, 1976
INTEGRATED RESOURCES EQUITY CORPORATION
December 4, 1974 - June 17, 1975
INVESTMENT MANAGEMENT AND RESEARCH INC
May 5, 1971 - January 5, 1975
FINANCIAL SERVICE CORPORATION OF AMERICA
May 5, 1971 - July 25, 1975
FUNDAMENTAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/1/1971
Registered Representative ExaminationCurrent Firm
ANDOVER SECURITIES, INC.
CRD#: 16903 / SEC#: , 8-34718
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
