Gail Taback
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Taback, who also goes by Avigale Taback, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1996. Gail had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2011 - March 15, 2017
SNIDER FINANCIAL GROUP
October 27, 2009 - June 29, 2015
LPL FINANCIAL LLC
February 9, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
February 9, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
December 27, 2001 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
May 14, 1999 - February 9, 2007
KEYBANC CAPITAL MARKETS INC.
March 29, 1996 - May 14, 1999
KEY INVESTMENTS INC.
Primary Firm SEC Registration
SNIDER FINANCIAL GROUP
CRD#: 117392 / SEC#: 801-69025
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNIDER FINANCIAL GROUP
CRD#: 117392 / SEC#: 801-69025
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,396 |
| AUM (Assets Under Management) | $ 500,674,906 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
