Stephen F. Shelvey

TRAJAN WEALTH, L.L.C.

FRISCO, TX 75034

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CRD#: 2299381

Professional summary

Stephen Francis Shelvey III, CFP®, who also goes by Stephen F Shelvey, Stephen Francis Shelvey, Steve Shelvey, is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Frisco, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Stephen has worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen F Shelvey | Stephen Francis Shelvey | Steve Shelvey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY - NO NAME. NOT INVESTMENT RELATED, 8216 DOGWOOD LN. IRVING, TX. 75063. SINGLE FAMILY RENTAL. OWNER. 12/2003. 0 HOURS / MONTH DURING TRADING HOURS, 1 HOUR / MONTH DURING NON TRADING HOURS.; POSITION: Owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/29/2003; ADDRESS: 8216 Dogwood Ln, Irving TX 75063, United States; DESCRIPTION: Rent property, collect rent, pay expenses. I do not perform any maintenance. INSURANCE SALES; INVESTMENT-RELATED; INSURANCE AGENT; APPROXIMATELY 40 HRS/DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Francis Shelvey III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

December 1, 2022 - Present

TRAJAN WEALTH, L.L.C.

Office #1: 5285 Dallas Parkway Road Suite 410, Frisco, TX 75034

RIA

CRD#: 158847

FRISCO, TX

Past

December 16, 2020 - December 6, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

Plano, TX

Past

December 8, 2020 - December 6, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Plano, TX

Past

September 18, 2018 - May 21, 2020

FISHER INVESTMENTS

RIA

CRD#: 107342

IRVING, TX

Past

December 5, 2013 - September 19, 2018

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

SUGARLAND, TX

Past

July 19, 2013 - November 25, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DALLAS, TX

Past

September 9, 2011 - December 2, 2013

BEACON FINANCIAL GROUP

RIA

CRD#: 110038

DALLAS, TX

Past

May 4, 2005 - July 12, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SOUTHLAKE, TX

Past

March 28, 2005 - July 12, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SOUTHLAKE, TX

Past

October 3, 1995 - April 1, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

May 12, 1994 - September 13, 1995

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

December 4, 1992 - May 11, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 4, 1992 - May 11, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/31/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/24/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRAJAN WEALTH, L.L.C.

TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.

CRD#: 158847 / SEC#: 801-100392

RIA

Registered Investment Advisory firm - (6/29/2015 Approved)

California

Registered Investment Advisory firm - (5/25/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/14/2012 Terminated)

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Contact information

Main Address

18700 North Hayden Road Suite 470, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 990-3300

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A (8/21/2025)

Regulatory assets under management

Total Number of Accounts	15,595
AUM (Assets Under Management)	$ 1,969,683,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen F. Shelvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Francis Shelvey III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FISHER INVESTMENTS

MERCER GLOBAL ADVISORS INC.

KESTRA INVESTMENT SERVICES, LLC

BEACON FINANCIAL GROUP

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

MOMENTUM INDEPENDENT NETWORK INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TRAJAN WEALTH, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/31/2021

Series 66

Date: 4/27/2005

Series 7TO

Date: 12/16/2020

SIE

Date: 11/24/2020

Series 7

Date: 7/18/1996

Series 6

Date: 11/30/1992

Current Firm

TRAJAN WEALTH, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRAJAN WEALTH, L.L.C.

TRUST BUT VERIFY

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