Pablo S. Beloff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pablo Sergio Beloff, who also goes by Paul Beloff, was a registered financial professional .
Pablo is a previously registered financial professional and started their career in finance in 1992. Pablo had worked at 7 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2010 - March 2, 2012
EFG CAPITAL INTERNATIONAL
February 5, 2009 - September 23, 2009
LATAM INVESTMENTS, LLC
January 24, 2003 - October 2, 2008
LEVELX CAPITAL LLC
June 3, 2002 - February 4, 2003
UBS INTERNATIONAL INC.
June 3, 2002 - February 4, 2003
UBS INTERNATIONAL INC.
April 17, 2001 - June 1, 2002
UBS FINANCIAL SERVICES INC.
April 9, 2001 - June 3, 2002
UBS FINANCIAL SERVICES INC.
January 15, 1993 - April 29, 1996
J.P. MORGAN SECURITIES LLC
December 10, 1992 - February 4, 1993
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EFG CAPITAL INTERNATIONAL
CRD#: 40118 / SEC#: 801-120569, 8-48969
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EFG CAPITAL HOLDINGS CORP. | PARENT | |
| ARGUMEDO, GUILLERMO ARTURO | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | 2542794 |
| BORGES, LEONARDO SILVA | PRINCIPAL OPERATIONS OFFICER | 5637377 |
| ECHEVARRIA, VICTOR MANUEL | CHAIRMAN OF THE BOARD | 1939548 |
| GONZALEZ, CARLOS JAVIER | CHIEF COMPLIANCE OFFICER | 4294205 |
| LEVERETT, KYLE LAWRENCE | PRINCIPAL FINANCIAL OFFICER | 6123446 |
| MESQUITA, SILVANA SOBRAL | AMLCO | 6983852 |
| MOHOROVIC, SANJIN | CEO | 6849141 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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