Andrew J. Longoria
Professional summary
Andrew Joseph Longoria was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Andrew had worked at 8 firms, which includes IMS SECURITIES INC., CAPITAL FINANCIAL SERVICES INC., GUNNALLEN FINANCIAL INC, FIRST SECURITY INVESTMENTS INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., SIGNAL SECURITIES INC., A. G. EDWARDS & SONS INC., DICKINSON & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2007 - September 8, 2009
IMS SECURITIES, INC.
June 20, 2006 - February 5, 2007
CAPITAL FINANCIAL SERVICES, INC.
December 17, 2002 - June 23, 2006
GUNNALLEN FINANCIAL, INC
April 6, 2001 - December 31, 2002
FIRST SECURITY INVESTMENTS, INC.
February 17, 2000 - April 23, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 20, 1998 - February 22, 2000
SIGNAL SECURITIES, INC.
July 22, 1994 - June 30, 1997
A. G. EDWARDS & SONS, INC.
March 18, 1993 - July 26, 1994
DICKINSON & CO.
State Registrations and Notice Filings
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Exams
Current Firm
IMS SECURITIES, INC.
CRD#: 35567 / SEC#: , 8-46722
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 6 |
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