Richard A. May
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Allen May, who also goes by Richard Allan May, Rick May, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 1998 - June 7, 1999
US EURO SECURITIES, INC
March 15, 1993 - March 14, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
January 5, 1993 - March 11, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
US EURO SECURITIES, INC
CRD#: 38839 / SEC#: , 8-48489
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
