Brent T. Mccandless
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Truman Mccandless was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1992. Brent had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2014 - December 16, 2020
ALPINE CAPITAL MANAGEMENT, LLC
July 2, 2012 - July 25, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
July 16, 2007 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
June 6, 2007 - July 18, 2013
FIRST ALLIED SECURITIES, INC.
November 25, 2002 - June 18, 2007
D.A. DAVIDSON & CO.
November 22, 2002 - June 18, 2007
D.A. DAVIDSON & CO.
November 16, 1998 - December 9, 2002
CITIGROUP GLOBAL MARKETS INC.
July 17, 1998 - December 9, 2002
CITIGROUP GLOBAL MARKETS INC.
March 10, 1994 - July 24, 1998
VOYA FINANCIAL ADVISORS, INC.
November 27, 1992 - March 10, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPINE CAPITAL MANAGEMENT, LLC
CRD#: 132979 / SEC#: 801-63735
Contact information
Red Flags
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