Christopher R. Lazurek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Lazurek, who also goes by Chris Lazurek, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - August 9, 2019
CETERA INVESTMENT ADVISERS LLC
September 6, 2013 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
September 6, 2013 - August 9, 2019
CETERA INVESTMENT SERVICES LLC
June 27, 2012 - September 5, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 1, 2012 - September 5, 2013
TD AMERITRADE, INC.
May 9, 2012 - September 5, 2013
TD AMERITRADE, INC.
November 2, 2009 - May 16, 2012
GOEPPER BURKHARDT LLC
March 6, 2006 - October 16, 2009
CHARLES SCHWAB & CO., INC.
June 14, 2000 - October 16, 2009
CHARLES SCHWAB & CO., INC.
February 16, 2000 - May 19, 2000
KOVACK SECURITIES INC.
June 25, 1998 - July 17, 1999
RAYMOND JAMES & ASSOCIATES, INC.
April 12, 1993 - June 30, 1998
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
