Gregory A. Adkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Adkinson, who also goes by Greg Adkinson, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1992. Gregory had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2012 - July 12, 2012
M&I FINANCIAL ADVISORS, INC
April 7, 2010 - April 17, 2012
M&I INVESTMENT MANAGEMENT CORP.
October 10, 2007 - March 25, 2010
M&I FINANCIAL ADVISORS, INC
October 10, 2007 - July 12, 2012
M&I FINANCIAL ADVISORS, INC
May 10, 1999 - May 15, 2007
LPL FINANCIAL LLC
January 5, 1998 - July 16, 1998
INTRUST BROKERAGE INC.
August 23, 1996 - December 31, 1997
CETERA INVESTMENT SERVICES LLC
October 11, 1994 - August 27, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 11, 1994 - August 27, 1996
OSAIC FA, INC.
December 17, 1992 - August 8, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 17, 1992 - August 8, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&I FINANCIAL ADVISORS, INC
CRD#: 16517 / SEC#: 801-74429, 8-34084
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP | PARENT COMPANY | |
| CRAIN, WILLIAM JOSEPH JR | SVP, CHIEF FINANCIAL OFFICER, TREASURER, CHIEF OPERATING OFFICER | 1442590 |
| FENTZLAFF, RANDALL THOMAS | SVP, INVESTMENT BANKING | 1736887 |
| HARLESS, ROBERT WYNN | SVP, INVESTMENT BANKING, DIRECTOR | 1561671 |
| JOHNSON, CHERYL CLARK | ROSFP, VICE PRESIDENT | 1514048 |
| MIROBALLI, MICHAEL | PRESIDENT, CEO, DIRECTOR, CHAIRMAN | 1545242 |
| ROBERTS, ALBERTA STEPHENS | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2681068 |
| URBANSKI, DEAN EDWARD | SVP, NATIONAL SALES MANAGER | 1565963 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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