Robert A. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Alan Davis was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2015 - October 11, 2018
INFINITY FINANCIAL SERVICES
March 31, 2015 - October 11, 2018
INFINITY FINANCIAL SERVICES
May 19, 2014 - February 3, 2015
OSAIC SERVICES, INC.
April 3, 2014 - February 3, 2015
OSAIC SERVICES, INC.
April 3, 2003 - June 24, 2013
AVANTAX ADVISORY SERVICES
March 14, 2003 - June 24, 2013
AVANTAX INVESTMENT SERVICES, INC.
May 24, 2001 - March 17, 2003
PACIFIC WEST FINANCIAL CONSULTANTS INC
May 16, 2001 - March 17, 2003
PACIFIC WEST SECURITIES, INC.
November 12, 1997 - June 6, 2001
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
