Tina F. Moore

STONEHAVEN WEALTH & TAX SOLUTIONS

APPLETON, WI 54914

Some features on this profile are disabled

CRD#: 2299017

Professional summary

Tina Faye Moore, who also goes by Tina Faye Barnett, Tina Faye Williams, is a registered financial advisor currently at STONEHAVEN WEALTH & TAX SOLUTIONS located in Appleton, Wisconsin.

Tina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Tina has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tina Faye Barnett | Tina Faye Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Sunset Terrace HOA; Not investment-related; Nennah, WI 54956; Board Member - Treasurer; Communicate with homeowners on board meeting items, correspondence. Collect and process receipt of HOA dues; Less than 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tina Faye Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2024 - Present

STONEHAVEN WEALTH & TAX SOLUTIONS

Office #1: 540 South Westland Drive, Appleton, WI 54914

RIA

CRD#: 332731

APPLETON, WI

Past

September 27, 2018 - October 31, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Appleton, WI

Past

September 27, 2018 - October 31, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Appleton, WI

Past

March 31, 2015 - July 24, 2018

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

FOND DU LAC, WI

Past

March 31, 2015 - July 24, 2018

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

FOND DU LAC, WI

Past

June 20, 2013 - March 2, 2015

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

June 20, 2013 - March 2, 2015

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

LOS ANGELES, CA

Past

June 20, 2013 - March 2, 2015

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

APPLETON, WI

Past

June 20, 2013 - March 2, 2015

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

June 20, 2013 - March 2, 2015

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

June 20, 2013 - March 2, 2015

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

June 20, 2011 - May 23, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OSHKOSH, WI

Past

January 21, 2011 - May 23, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

OSHKOSH, WI

Past

September 1, 2006 - February 7, 2011

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

CHICAGO, IL

Past

January 21, 1999 - May 24, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OSHKOSH, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEHAVEN WEALTH & TAX SOLUTIONS

STONEHAVEN WEALTH & TAX SOLUTIONS | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

CRD#: 332731 / SEC#: 801-131172

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/13/2006

General Securities Principal Examination

Current Firm

STONEHAVEN WEALTH & TAX SOLUTIONS

STONEHAVEN WEALTH & TAX SOLUTIONS | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

CRD#: 332731 / SEC#: 801-131172

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

540 South Westland Drive, Appleton, WI 54914

Mailing Address

Phone number

(920) 882-0427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONEHAVEN WEALTH & TAX SOLUTIONS DISCLOSURE BROCHURE (2/6/2025)

Regulatory assets under management

Total Number of Accounts	856
AUM (Assets Under Management)	$ 153,732,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

Nolan Reynolds

EDELMAN FINANCIAL ENGINES

IAR

COLUMBUS, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Tina F. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tina Faye Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SII INVESTMENTS, INC.

NATIONAL PLANNING CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

NATIONAL PLANNING CORPORATION

INVESTMENT CENTERS OF AMERICA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

VALIC FINANCIAL ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STONEHAVEN WEALTH & TAX SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2011

Series 63

Date: 2/4/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1999

Series 24

Date: 4/13/2006

Current Firm

STONEHAVEN WEALTH & TAX SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEHAVEN WEALTH & TAX SOLUTIONS

TRUST BUT VERIFY

Similar Advisors