Malcolm W. Brown
Professional summary
Malcolm William Brown, who also goes by Malcolm Brown, was a registered financial advisor .
Malcolm is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Malcolm had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2026 - Present
Office #1: 9100 S. Dadeland Blvd. Suite 1500, Miami, FL 33156
March 16, 2023 - August 17, 2026
LPL FINANCIAL LLC
January 23, 2021 - October 17, 2022
BCI SECURITIES, INC.
January 5, 2021 - October 17, 2022
BCI SECURITIES, INC.
September 2, 1997 - January 22, 1999
NORTHERN TRUST SECURITIES, INC.
January 6, 1993 - September 3, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2026)
Exams
Series 7TO
Date: 1/22/2021
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
