Ralph P. Lebkuecher

SHADOWRIDGE ASSET MANAGEMENT

Austin, TX 78746

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CRD#: 2298893

Professional summary

Ralph Philip Lebkuecher, who also goes by Phil Lebkuecher, Ralph Philip Lebkuecher III, is a registered financial advisor currently at SHADOWRIDGE ASSET MANAGEMENT, LLC located in Austin, Texas.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Ralph has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Lebkuecher | Ralph Philip Lebkuecher Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Wimberley Presbyterian Church; 956 Ranch Road 12; Wimberley TX 78676; Elder starting 01/2018; 12 Hours per month: 1 During trading hours; Stewardship Chair, responsible for encouraging gifting of time, talent and money to the church as well as coordinating the approval of the annual budget. 2. Phil Lebkuecher; Investment Related; Winberley TX; Insurance; Insurance Agent; 01/2019; 1% of time spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Philip Lebkuecher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2019 - Present

SHADOWRIDGE ASSET MANAGEMENT, LLC

Office #1: 1001 S. Capital Of Texas Highway M-100, Austin, TX 78746

RIA

CRD#: 162066

Austin, TX

Past

October 9, 2015 - February 5, 2019

CAPITAL ANALYSTS

RIA

CRD#: 162200

Austin, TX

Past

January 28, 2013 - February 5, 2019

LINCOLN INVESTMENT

RIA

CRD#: 519

AUSTIN, TX

Past

January 8, 2013 - February 5, 2019

LINCOLN INVESTMENT

CRD#: 519

AUSTIN, TX

Past

December 16, 2011 - December 6, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

SAN ANTONIO, TX

Past

November 2, 2011 - December 6, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

SAN ANTONIO, TX

Past

January 1, 1998 - March 18, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

March 13, 1994 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Past

March 1, 1993 - December 15, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHADOWRIDGE ASSET MANAGEMENT, LLC

CRD#: 162066 / SEC#: 801-131300

RIA

Registered Investment Advisory firm - (10/16/2024 Approved)

Arizona

Registered Investment Advisory firm - (11/5/2024 Terminated)

California

Registered Investment Advisory firm - (12/5/2024 Terminated)

Ohio

Registered Investment Advisory firm - (11/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2024 Terminated)

Utah

Registered Investment Advisory firm - (11/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/27/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/2011

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 10/22/1993

Futures Managed Funds Examination

Current Firm

SHADOWRIDGE ASSET MANAGEMENT, LLC

CRD#: 162066 / SEC#: 801-131300

RIA

Registered Investment Advisory firm - (10/16/2024 Approved)

Arizona

Registered Investment Advisory firm - (11/5/2024 Terminated)

California

Registered Investment Advisory firm - (12/5/2024 Terminated)

Ohio

Registered Investment Advisory firm - (11/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/5/2024 Terminated)

Utah

Registered Investment Advisory firm - (11/6/2024 Terminated)

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Contact information

Main Address

1001 S. Capital Of Texas Highway M-100, Austin, TX 78746

Mailing Address

Phone number

(888) 434-1427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 118,695,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ralph P. Lebkuecher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Philip Lebkuecher's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SHADOWRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2011

Series 65

Date: 9/27/1995

Series 63

Date: 1/7/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/28/2011

Series 31

Date: 10/22/1993

Current Firm

SHADOWRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHADOWRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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