Mark T. Mersman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Thomas Mersman was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 8 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2007 - November 20, 2008
EPLANNING SECURITIES, INC.
October 10, 2006 - December 31, 2015
MPM WEALTH ADVISORS
July 10, 2002 - November 4, 2002
QUASAR DISTRIBUTORS, LLC
July 10, 2000 - September 22, 2006
FISHER INVESTMENTS
November 1, 1993 - April 28, 2000
FIDELITY BROKERAGE SERVICES LLC
March 4, 1993 - February 1, 1994
AMERICAN EXPRESS SERVICE CORPORATION
December 18, 1992 - October 27, 1993
IDS LIFE INSURANCE COMPANY
December 18, 1992 - October 27, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EPLANNING SECURITIES, INC.
CRD#: 46000 / SEC#: , 8-51271
Contact information
Documents
Direct owners and executive officers
Disclosures
| Arbitration | 1 |
Red Flags
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