Jason R. Jones
Professional summary
Jason Riddick Jones is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Seminole, Florida.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1993. Jason has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Riddick Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2017 - Present
CHELSEA FINANCIAL SERVICES
September 17, 2015 - May 18, 2017
IFS SECURITIES
September 6, 2001 - September 18, 2015
J.P. TURNER & COMPANY, L.L.C.
March 16, 2001 - July 2, 2001
LEGG MASON WOOD WALKER, INCORPORATED
June 14, 1999 - March 23, 2001
GRUNTAL & CO., L.L.C.
July 23, 1998 - June 4, 1999
UBS SECURITIES LLC
January 13, 1997 - July 27, 1998
ANDERSON & STRUDWICK, INCORPORATED
April 12, 1993 - January 21, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2017)
(4/4/2017)
(4/4/2017)
(4/4/2017)
(4/4/2017)
(6/3/2019)
(4/4/2017)
Exams
Series 8
Date: 4/25/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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