Edwin Pace Griffin
Professional Summary
Edwin Pace Griffin, who also goes by Pace Griffin, was a registered financial advisor. Edwin was a previously registered financial professional and started their career in finance 1969 - 1994. Edwin had worked at 11 firms and has passed the Series 63, Series 3, PC, Series 1, Series 8, Series 27, Series 4 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pace Griffin
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
70 years in the financial services industry
Current & Past Employments
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Current Firm
ATHENA CAPITAL CORPORATION
Contact Information
Established
Texas since 11/16/1993Firm Type
CorporationFiscal Year End
DecemberDocuments
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Dec 1955Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1985Series 40 — Registered Principal Examination
Passed Feb 1968Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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