Dean E. Kirkland

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CRD#: 2298507

Professional summary

Dean Earl Kirkland was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Dean is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Dean had worked at 1 firm, which includes GRANITE INVESTMENT ADVISORS LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

Dean Kirkland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 1, 2002 - November 9, 2004

GRANITE INVESTMENT ADVISORS LLC

RIA

CRD#: 109222

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 11/3/1992

Non-Member General Securities Examination

Current firm

No current employment

Red Flags

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